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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1851 TRI CONTL CORP 22,543 464 0.00%
1852 VOYA INFRASTRUCTURE INDLS 27,672 464 0.00%
1853 EVEREST RE GROUP LTD 2,892 464 0.00%
1854 INVESCO ADVANTAGE MUN INCOME 40,523 463 0.00%
1855 WESTAMERICA BANCORPORATION COM 10,033 462 0.00%
1856 NEWELL BRANDS INC 13,510 460 0.00%
1857 GENWORTH FINL INC 35,068 460 0.00%
1858 ROBERT HALF INTL INC 9,526 459 0.00%
1859 Veolia Environnement 26,159 459 0.00%
1860 Lifepoint Hospitals Inc 11,074 459 0.00%
1861 VIACOM INC NEW 6,087 458 0.00%
1862 BLACKROCK MUNIY MICHIGAN 33,992 458 0.00%
1863 NAVIOS MARITIME PARTNERS L P 25,827 457 0.00%
1864 KERYX BIOPHARMACEUTICALS INC 31,694 456 0.00%
1865 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 80,990 456 0.00%
1866 CARLISLE COS INC 5,803 455 0.00%
1867 MFS CHARTER INCOME TR 51,566 455 0.00%
1868 PRUDENTIAL SHT DURATION HG YLD 27,084 454 0.00%
1869 SPDR S&P International Consumer Staples Sector ETF 11,860 454 0.00%
1870 LKQ CORP 17,065 454 0.00%
1871 ALIGN TECHNOLOGY INC 9,040 453 0.00%
1872 CONNS INC 15,260 453 0.00%
1873 WHITING PETROLEUM CORP COM 6,128 453 0.00%
1874 UMH PPTYS INC 47,653 452 0.00%
1875 WGL HLDGS INC COM 10,626 451 0.00%
1876 NUVEEN REAL ASSET INC & GROW 23,244 451 0.00%
1877 TERADATA CORP DEL 10,850 451 0.00%
1878 WPX ENERGY INC 19,343 451 0.00%
1879 GENERAL MTRS CO 30,371 451 0.00%
1880 MERCURY GENL CORP NEW 9,298 450 0.00%
1881 BARCLAYS BANK PLS ADS 7.75% SER 4 PERP PFD C 17,393 449 0.00%
1882 RAYMOND JAMES FINANC 8,571 448 0.00%
1883 Barings Global Short Duration 19,842 448 0.00%
1884 NUVEEN AMT FREE MUN CR INC F 31,609 447 0.00%
1885 PETROCHINA CO LTD 3,529 445 0.00%
1886 BAYTEX ENERGY CORP 11,994 443 0.00%
1887 HAWAIIAN ELEC INDUSTRIES COM 16,742 443 0.00%
1888 ROGERS COMMUNICATIONS INC 11,808 442 0.00%
1889 SUNPOWER CORP 13,532 441 0.00%
1890 CLAYMORE EXCHANGE TRD FD TR 9,518 438 0.00%
1891 IDEXX LABS INC 3,617 438 0.00%
1892 KIMCO RLTY CORP 20,141 438 0.00%
1893 SASOL LTD 8,186 438 0.00%
1894 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 26,041 438 0.00%
1895 TEMPUR SEALY INTL INC 8,037 436 0.00%
1896 ASSOCIATED ESTATES 25,099 436 0.00%
1897 SONY GROUP CORP 24,543 436 0.00%
1898 Carriage Services Inc. 25,052 434 0.00%
1899 VALSPAR CORP 5,645 434 0.00%
1900 KLA-TENCOR CORP 5,664 433 0.00%
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