| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,881,718 | 39,271,000 | 15.82% | ||
| 2 | Karpus Management, Inc. | 1,712,873 | 35,748,000 | 14.40% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,392,489 | 29,061,000 | 11.70% | ||
| 4 | Gramercy Funds Management LLC | 1,330,547 | 27,769,000 | 11.18% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,070,982 | 22,351,000 | 9.00% | ||
| 6 | 1607 Capital Partners, LLC | 694,114 | 14,486,000 | 5.83% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 428,050 | 8,933,000 | 3.60% | ||
| 8 | Bulldog Investors, LLP | 392,619 | 8,194,000 | 3.30% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 384,957 | 8,034,000 | 3.24% | ||
| 10 | MORGAN STANLEY | 271,632 | 5,669,000 | 2.28% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 205,818 | 4,295,000 | 1.73% | ||
| 12 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 191,659 | 3,996,000 | 1.61% | ||
| 13 | Shaker Financial Services, LLC | 188,382 | 3,932,000 | 1.58% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 185,988 | 3,881,000 | 1.56% | ||
| 15 | GEODE CAPITAL MANAGEMENT, LLC | 160,055 | 3,340,000 | 1.35% | PRN | |
| 16 | CORNERSTONE ADVISORS INC | 129,129 | 2,695,000 | 1.09% | ||
| 17 | 1832 Asset Management L.P. | 120,000 | 2,507,000 | 1.01% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 116,429 | 2,429,000 | 0.98% | ||
| 19 | DOLIVER ADVISORS, LP | 101,616 | 2,121,000 | 0.85% | ||
| 20 | Ancora Advisors LLC | 95,000 | 1,983,000 | 0.80% | ||
| 21 | SG Americas Securities, LLC | 89,275 | 1,863,000 | 0.75% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 63,162 | 1,318,000 | 0.53% | ||
| 23 | UBS AG | 57,674 | 1,204,000 | 0.48% | ||
| 24 | WELLS FARGO & COMPANY/MN | 56,143 | 1,172,000 | 0.47% | ||
| 25 | Independence Trust CO | 51,361 | 1,071,000 | 0.43% | ||
| 26 | HSBC HOLDINGS PLC | 50,950 | 1,063,000 | 0.43% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 49,373 | 1,030,000 | 0.41% | ||
| 28 | Commonwealth Equity Services, Inc | 48,601 | 1,014,000 | 0.41% | ||
| 29 | GOLDMAN SACHS GROUP INC | 47,793 | 997,000 | 0.40% | ||
| 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 45,272 | 945,000 | 0.38% | ||
| 31 | ROYAL BANK OF CANADA | 25,948 | 542,000 | 0.22% | ||
| 32 | FIRST TRUST ADVISORS LP | 23,454 | 489,000 | 0.20% | ||
| 33 | Heritage Wealth Advisors | 22,735 | 475,000 | 0.19% | ||
| 34 | LPL Financial LLC | 22,543 | 464,000 | 0.19% | ||
| 35 | GUGGENHEIM CAPITAL LLC | 21,793 | 455,000 | 0.18% | ||
| 36 | WESBANCO BANK INC | 21,161 | 441,000 | 0.18% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 17,646 | 368,000 | 0.15% | ||
| 38 | CS MCKEE LP | 15,500 | 323,000 | 0.13% | ||
| 39 | Cetera Advisor Networks LLC | 14,042 | 293,000 | 0.12% | ||
| 40 | HighTower Advisors, LLC | 13,744 | 287,000 | 0.12% | ||
| 41 | EVERMAY WEALTH MANAGEMENT LLC | 13,468 | 281,000 | 0.11% | ||
| 42 | TIAA CREF TRUST CO FSB/MO | 13,188 | 275,000 | 0.11% | ||
| 43 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,604 | 263,000 | 0.11% | ||
| 44 | NORTHERN TRUST CORP | 10,364 | 216,000 | 0.09% | ||
| 45 | COMMUNITY FINANCIAL SYSTEM, INC. | 8,000 | 167,000 | 0.07% | ||
| 46 | Barrett Asset Management, LLC | 5,746 | 120,000 | 0.05% | ||
| 47 | FIFTH THIRD BANCORP | 4,061 | 85,000 | 0.03% | ||
| 48 | US BANCORP \DE\ | 3,929 | 82,000 | 0.03% | ||
| 49 | CITIGROUP INC | 2,775 | 58,000 | 0.02% | ||
| 50 | Plante Moran Financial Advisors, LLC | 1,634 | 34,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
