| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,637,590 | 27,479,000 | 12.72% | ||
| 2 | MORGAN STANLEY | 1,328,077 | 22,286,000 | 10.32% | ||
| 3 | Invesco Ltd. | 917,426 | 15,394,000 | 7.13% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 885,600 | 14,861,000 | 6.88% | ||
| 5 | OAK HILL ADVISORS LP | 882,481 | 14,808,000 | 6.86% | ||
| 6 | BESSEMER GROUP INC | 857,276 | 14,385,000 | 6.66% | ||
| 7 | UBS AG | 831,610 | 13,955,000 | 6.46% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 802,744 | 13,470,000 | 6.24% | ||
| 9 | DEUTSCHE BANK AG\ | 660,280 | 11,079,000 | 5.13% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 626,923 | 10,520,000 | 4.87% | ||
| 11 | Regiment Capital Management LLC | 434,235 | 7,286,000 | 3.37% | ||
| 12 | BARCLAYS PLC | 408,589 | 6,537,000 | 3.03% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 361,431 | 6,065,000 | 2.81% | ||
| 14 | CITIGROUP INC | 288,608 | 4,842,000 | 2.24% | ||
| 15 | JPMORGAN CHASE & CO | 271,395 | 4,554,000 | 2.11% | ||
| 16 | 1832 Asset Management L.P. | 241,417 | 4,055,000 | 1.88% | ||
| 17 | WELLS FARGO & COMPANY/MN | 228,980 | 3,843,000 | 1.78% | ||
| 18 | NEWGATE CAPITAL MANAGEMENT LLC | 182,396 | 3,061,000 | 1.42% | ||
| 19 | AMERIPRISE FINANCIAL INC | 146,297 | 2,455,000 | 1.14% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 146,185 | 2,453,000 | 1.14% | ||
| 21 | Shaker Financial Services, LLC | 142,973 | 2,399,000 | 1.11% | ||
| 22 | Kamunting Street Capital Management, L.P. | 85,019 | 1,427,000 | 0.66% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 82,974 | 1,392,000 | 0.64% | ||
| 24 | Greenwich Wealth Management LLC | 78,938 | 1,325,000 | 0.61% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 51,294 | 861,000 | 0.40% | ||
| 26 | Dominick & Dominick LLC | 50,936 | 855,000 | 0.40% | ||
| 27 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 671,000 | 0.31% | ||
| 28 | ROBINSON CAPITAL MANAGEMENT, LLC | 37,450 | 628,000 | 0.29% | ||
| 29 | LPL Financial LLC | 26,041 | 438,000 | 0.20% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 26,000 | 436,000 | 0.20% | ||
| 31 | Allen Investment Management, LLC | 19,812 | 332,000 | 0.15% | ||
| 32 | ROYAL BANK OF CANADA | 19,649 | 330,000 | 0.15% | ||
| 33 | DOLIVER ADVISORS, LP | 17,085 | 287,000 | 0.13% | ||
| 34 | OPPENHEIMER & CO INC | 15,305 | 257,000 | 0.12% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 14,001 | 235,000 | 0.11% | ||
| 36 | Capital Investment Advisors, LLC | 12,000 | 201,000 | 0.09% | ||
| 37 | VSR Financial Services, Inc. | 11,712 | 197,000 | 0.09% | ||
| 38 | HighTower Advisors, LLC | 11,200 | 188,000 | 0.09% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 3,090 | 51,850 | 0.02% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,875 | 31,000 | 0.01% | ||
| 41 | PRIVATE TRUST CO NA | 1,620 | 27,000 | 0.01% | ||
| 42 | MUFG Americas Holdings Corp | 83 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
