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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2301 SUNOCO LOGISTICS PRTNRS L P 45,974 2,195 0.01%
2302 SUNPOWER CORP 13,532 441 0.00%
2303 SUNSHINE HEART INC 11,300 62 0.00%
2304 SUNTRUST BKS INC 184,791 6,956 0.04%
2305 SUPERIOR ENERGY SVCS INC 8,426 270 0.00%
2306 SUPERIOR INDS INTL INC COM 11,277 193 0.00%
2307 SVB FINL GROUP 2,682 294 0.00%
2308 SWEDISH EXPT CR CORP 25,082 176 0.00%
2309 SWIFT TRANSN CO 44,334 911 0.01%
2310 SWISS HELVETIA FD INC 15,400 206 0.00%
2311 SYMANTEC CORP 18,121 418 0.00%
2312 SYNAPTICS INC 24,264 1,811 0.01%
2313 SYNGENTA AG 3,383 209 0.00%
2314 SYNOVUS FINL CORP 31,498 742 0.00%
2315 SYSCO CORP 151,306 5,597 0.03%
2316 Safeway Inc - Safeway PDC LLC CVR 6,093 208 0.00%
2317 Short Russell 2000 ProShares 705,759 12,280 0.07%
2318 Sigma-Aldrich 11,954 1,624 0.01%
2319 Sprott Focus Trust 13,758 107 0.00%
2320 Stone Energy Corp 7,168 213 0.00%
2321 TABLEAU SOFTWARE INC 26,961 1,834 0.01%
2322 TAIWAN SEMICONDUCTOR MFG LTD 45,706 919 0.01%
2323 TAL ED GROUP 14,995 516 0.00%
2324 TAL INTL GROUP INC 19,347 785 0.00%
2325 TALMER BANCORP INC 54,118 745 0.00%
2326 TANGER FACTORY OUTLET CTRS I 9,311 306 0.00%
2327 TANZANIAN ROYALTY EXPL CORP 16,800 35 0.00%
2328 TARGA RES CORP 1,833 251 0.00%
2329 TARGET CORP 131,318 8,151 0.05%
2330 TATA MTRS LTD 13,401 591 0.00%
2331 TC PIPELINES LP 16,951 1,136 0.01%
2332 TCF FINL CORP 17,735 272 0.00%
2333 TCW STRATEGIC INCOME FD INC 151,963 846 0.01%
2334 TE CONNECTIVITY LTD 11,728 640 0.00%
2335 TECO ENERGY INC 52,717 925 0.01%
2336 TEEKAY LNG PARTNERS L P 33,281 1,443 0.01%
2337 TELEFONICA S A 163,430 2,496 0.01%
2338 TELKA HEALTHCARE ETF 158,072 4,451 0.03%
2339 TEMPLETON DRAGON FD INC 22,024 561 0.00%
2340 TEMPLETON EMERGING COM 246,127 3,121 0.02%
2341 TEMPLETON EMERGING MKTS FD 34,065 595 0.00%
2342 TEMPLETON GLOBAL INCOME FD 265,168 2,095 0.01%
2343 TEMPUR SEALY INTL INC 8,037 436 0.00%
2344 TENET HEALTHCARE CORP 12,546 724 0.00%
2345 TENNECO INC 4,891 255 0.00%
2346 TERADATA CORP DEL 10,850 451 0.00%
2347 TERADYNE INC 20,675 388 0.00%
2348 TEREX CORP NEW 19,284 603 0.00%
2349 TERRA NITROGEN CO L P 2,092 300 0.00%
2350 TESLA INC 21,676 5,207 0.03%
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