| 1 |
VAN ECK ASSOCIATES CORP |
14,892,762 |
31,424,000 |
78.12% |
|
|
| 2 |
D. E. Shaw & Co., Inc. |
1,003,572 |
2,118,000 |
5.27% |
|
|
| 3 |
CANADA PENSION PLAN INVESTMENT BOARD |
743,566 |
1,557,000 |
3.87% |
|
|
| 4 |
GOLDMAN SACHS GROUP INC |
621,355 |
1,311,000 |
3.26% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
421,600 |
890,000 |
2.21% |
Call |
|
| 6 |
FLOW TRADERS U.S. LLC |
285,444 |
602,000 |
1.50% |
|
|
| 7 |
DEUTSCHE BANK AG\ |
128,276 |
270,000 |
0.67% |
|
|
| 8 |
PORTOLA GROUP INC /CA |
125,000 |
264,000 |
0.66% |
|
|
| 9 |
ROYAL BANK OF CANADA |
103,637 |
219,000 |
0.54% |
|
|
| 10 |
Swiss National Bank |
97,500 |
204,000 |
0.51% |
|
|
| 11 |
CITIGROUP INC |
50,482 |
106,000 |
0.26% |
|
|
| 12 |
Cambridge Investment Research Advisors, Inc. |
49,050 |
103,000 |
0.26% |
|
|
| 13 |
BANK OF NOVA SCOTIA |
37,500 |
78,000 |
0.19% |
|
|
| 14 |
AMERICAN INTERNATIONAL GROUP, INC. |
35,233 |
74,342 |
0.18% |
|
|
| 15 |
Spot Trading L.L.C |
34,400 |
73,000 |
0.18% |
Call |
|
| 16 |
JANE STREET GROUP, LLC |
31,917 |
67,000 |
0.17% |
|
|
| 17 |
TORONTO DOMINION BANK |
30,400 |
64,000 |
0.16% |
Call |
|
| 18 |
ASSET ADVISORS CORP |
30,000 |
63,000 |
0.16% |
|
|
| 19 |
SHELL ASSET MANAGEMENT CO |
21,658 |
51,000 |
0.13% |
|
|
| 20 |
Private Advisor Group, LLC |
23,527 |
50,000 |
0.12% |
|
|
| 21 |
BOK Financial Private Wealth, Inc. |
23,743 |
50,000 |
0.12% |
|
|
| 22 |
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
23,895 |
50,000 |
0.12% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
22,491 |
48,000 |
0.12% |
|
|
| 24 |
Baystate Wealth Management LLC |
22,500 |
47,000 |
0.12% |
|
|
| 25 |
SG Americas Securities, LLC |
21,126 |
45,000 |
0.11% |
|
|
| 26 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
20,900 |
44,000 |
0.11% |
Put |
|
| 27 |
LPL Financial LLC |
16,800 |
35,000 |
0.09% |
|
|
| 28 |
US BANCORP \DE\ |
15,500 |
33,000 |
0.08% |
|
|
| 29 |
HighTower Advisors, LLC |
15,000 |
32,000 |
0.08% |
|
|
| 30 |
MILLENNIUM MANAGEMENT LLC |
14,017 |
30,000 |
0.07% |
|
|
| 31 |
CREDIT SUISSE AG/ |
13,938 |
29,000 |
0.07% |
|
|
| 32 |
HOWE & RUSLING INC |
1,157 |
27,000 |
0.07% |
|
|
| 33 |
Timber Hill LLC |
12,723 |
27,000 |
0.07% |
|
|
| 34 |
Commonwealth Equity Services, Inc |
10,400 |
22,000 |
0.05% |
|
|
| 35 |
UBS AG |
9,478 |
20,000 |
0.05% |
|
|
| 36 |
AMERICAN ASSET MANAGEMENT INC. |
9,000 |
19,000 |
0.05% |
|
|
| 37 |
BANK OF AMERICA CORP /DE/ |
6,920 |
15,000 |
0.04% |
|
|
| 38 |
CITADEL ADVISORS LLC |
6,426 |
14,000 |
0.03% |
|
|
| 39 |
TORONTO DOMINION BANK |
6,200 |
13,000 |
0.03% |
|
|
| 40 |
CANADA LIFE ASSURANCE Co |
5,379 |
11,000 |
0.03% |
|
|
| 41 |
Spot Trading L.L.C |
5,200 |
11,000 |
0.03% |
Put |
|
| 42 |
UBS AG |
2,000 |
4,000 |
0.01% |
Put |
|
| 43 |
MORGAN STANLEY |
1,950 |
4,000 |
0.01% |
|
|
| 44 |
BANK OF MONTREAL /CAN/ |
1,300 |
3,000 |
0.01% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
1,195 |
2,000 |
0.00% |
|
|
| 46 |
BlackRock Institutional Trust Company, N.A. |
900 |
2,000 |
0.00% |
|
|
| 47 |
WELLS FARGO & COMPANY/MN |
250 |
1,000 |
0.00% |
|
|
| 48 |
Spot Trading L.L.C |
14 |
0 |
0.00% |
|
|
| 49 |
BARCLAYS PLC |
252 |
0 |
0.00% |
|
|
| 50 |
MYCIO WEALTH PARTNERS, LLC |
100 |
0 |
0.00% |
|
|
