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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2351 NATIONAL INSTRS CORP 7,619 231 0.00%
2352 MURPHY OIL CORP 4,118 231 0.00%
2353 Medassets Inc 11,440 231 0.00%
2354 ROCKWOOD HOLDINGS INC 3,057 230 0.00%
2355 Neo Performance Materials 188,909 230 0.00%
2356 FIRST TRUST EXCHANGE TRADED ALPHADEX FUND II ASIA PAC EX 7,687 229 0.00%
2357 TOLL BROTHERS INC 7,398 229 0.00%
2358 ABERDEEN ISRAEL FUND INC COM 13,240 228 0.00%
2359 UNUM GROUP 6,735 228 0.00%
2360 The Ryland Group Inc (Acquired 10/1/15) 6,903 228 0.00%
2361 WEBSTER FINL CORP CONN 7,920 228 0.00%
2362 XILINX INC 5,420 227 0.00%
2363 MAXIMUS INC 5,829 227 0.00%
2364 PENGROWTH ENERGY CORP 45,245 226 0.00%
2365 ACUITY BRANDS INC 1,728 226 0.00%
2366 RESMED INC 4,547 225 0.00%
2367 IAC INTERACTIVECORP 3,498 224 0.00%
2368 INVESTORS REAL 29,342 224 0.00%
2369 GREEN PLAINS INC COM 6,325 223 0.00%
2370 HORMEL FOODS CORP 4,363 223 0.00%
2371 Ashland Inc New 2,214 223 0.00%
2372 MOOG INC CL A 3,350 223 0.00%
2373 QUINTILES IMS HOLDINGS INC 4,064 222 0.00%
2374 Con-Way Inc 4,807 222 0.00%
2375 NATUS MEDICAL INC DEL 7,797 222 0.00%
2376 ALLIANCE HOLDINGS GP LP 3,300 222 0.00%
2377 First Trust New Opps MLP & Energy 11,908 222 0.00%
2378 SPDR INDEX SHS FDS 7,204 221 0.00%
2379 PMC-SIERRA INC 31,003 221 0.00%
2380 ALPS ETF TR 11,130 221 0.00%
2381 EMERGE ENERGY SVCS LP 1,956 221 0.00%
2382 TEXAS CAPITAL BANCSHARES INC 3,860 221 0.00%
2383 AOL INC 5,065 220 0.00%
2384 VOYA GLBL ADV & PREM OPP FD 18,445 220 0.00%
2385 NATIONAL HEALTHCARE CORP 14,350 219 0.00%
2386 BRANDYWINE RLTY TR 15,509 219 0.00%
2387 FLEXSHARES TR 8,281 218 0.00%
2388 WISDOMTREE TRUST US SMALL CAP DIVIDEND 8,218 218 0.00%
2389 PENNYMAC MTG INVT TR 10,198 218 0.00%
2390 NVR INC 195 218 0.00%
2391 HEALTHCARE SVCS GRP INC 7,918 218 0.00%
2392 DBX ETF TR 8,435 217 0.00%
2393 SANCHEZ ENERGY CORP COM 8,594 217 0.00%
2394 UDR INC 7,944 217 0.00%
2395 EAGLE MATERIALS INC 2,190 217 0.00%
2396 BUILDERS FIRSTSOURCE INC COM 40,500 217 0.00%
2397 CKEC 2017-01-20 33.000 C A OPQ 7,214 216 0.00%
2398 SPDR INDEX SHS FDS 3,136 216 0.00%
2399 DELAWARE ENHANCED GBL DIV & 18,167 216 0.00%
2400 CNO FINL GROUP INC 12,675 215 0.00%
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