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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
351 CA INC 86,011 2,333 0.01%
352 CABELAS INC 9,449 547 0.00%
353 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 16,565 287 0.00%
354 CABOT OIL & GAS CORP 8,364 266 0.00%
355 CAL DIVE INTERNATIONAL INC 19,025 17 0.00%
356 CAL MAINE FOODS INC 3,357 295 0.00%
357 CALAMOS CONV & HIGH INCOME F 725,871 10,329 0.06%
358 CALAMOS CONV OPPORTUNITIES & 791,081 10,664 0.06%
359 CALAMOS GBL DYN INCOME FUND COM 205,657 1,886 0.01%
360 CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 41,153 559 0.00%
361 CALAMOS STRATEGIC TOTL RETN 636,828 7,355 0.04%
362 CALAMP CORP 23,037 374 0.00%
363 CALPINE CORP 47,251 1,031 0.01%
364 CALUMET SPECIALTY PRODS PTNR 34,129 915 0.01%
365 CAMAC ENERGY INC 81,997 48 0.00%
366 CAMBRIA ETF TR 57,437 1,715 0.01%
367 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF 28,670 701 0.00%
368 CAMECO CORP 57,065 1,007 0.01%
369 CAMERON INTERNATIONAL COMPANY 42,444 2,747 0.02%
370 CAMPBELL SOUP CO 25,103 1,060 0.01%
371 CANADIAN NAT RES LTD 23,916 903 0.01%
372 CANADIAN NATL RY CO 37,666 2,624 0.02%
373 CANADIAN PAC RY LTD 25,801 5,149 0.03%
374 CANADIAN SOLAR INC 18,523 633 0.00%
375 CAPE BANCORP INC 12,000 111 0.00%
376 CAPITAL ONE FINL CORP 36,267 2,924 0.02%
377 CAPITOL FED FINL INC 12,254 145 0.00%
378 CAPSTEAD MTG CORP COM NO PAR 13,166 163 0.00%
379 CARDINAL HEALTH INC 15,910 1,187 0.01%
380 CARDTRONICS INC COM 6,196 214 0.00%
381 CARLISLE COS INC 5,803 455 0.00%
382 CARLYLE GROUP L P 10,274 301 0.00%
383 CARMAX INC 14,345 650 0.00%
384 CARNIVAL CORP 6,953 272 0.00%
385 CARRIZO OIL & GAS INC 10,711 558 0.00%
386 CASEY'S GENERAL STORES INC COM 5,029 359 0.00%
387 CATAMARAN CORP COM 21,833 914 0.01%
388 CATERPILLAR INC 157,864 15,409 0.09%
389 CAUSEWAY CAP MGMT 252,768 3,167 0.02%
390 CAVIUM INC 26,430 1,273 0.01%
391 CBL & ASSOC PPTYS INC 13,188 235 0.00%
392 CBRE CLARION GLOBAL REAL EST 541,757 4,529 0.03%
393 CBRE GROUP INC 21,815 637 0.00%
394 CBS CORP NEW 16,085 849 0.01%
395 CDK GLOBAL INC 12,571 390 0.00%
396 CDN IMPERIAL BK COMM TORONTO 2,290 205 0.00%
397 CDW CORP 32,204 978 0.01%
398 CEDAR FAIR L P 18,961 898 0.01%
399 CELANESE CORP DEL 22,386 1,266 0.01%
400 CELGENE CORP 180,038 16,821 0.10%
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