| 1 |
GUGGENHEIM CAPITAL LLC |
311,423 |
4,323,000 |
33.91% |
|
|
| 2 |
Advisors Asset Management, Inc. |
131,359 |
1,823,000 |
14.30% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
110,700 |
1,536,000 |
12.05% |
|
|
| 4 |
MORGAN STANLEY |
71,103 |
987,000 |
7.74% |
|
|
| 5 |
Raymond James Financial Services Advisors, Inc. |
67,384 |
935,000 |
7.33% |
|
|
| 6 |
LPL Financial LLC |
41,153 |
559,000 |
4.38% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
37,139 |
515,000 |
4.04% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
34,942 |
485,000 |
3.80% |
|
|
| 9 |
FIRST TRUST ADVISORS LP |
32,342 |
449,000 |
3.52% |
|
|
| 10 |
UBS AG |
26,076 |
362,000 |
2.84% |
|
|
| 11 |
BARD ASSOCIATES INC |
19,250 |
267,000 |
2.09% |
|
|
| 12 |
VSR Financial Services, Inc. |
14,185 |
197,000 |
1.55% |
|
|
| 13 |
ROYAL BANK OF CANADA |
13,512 |
188,000 |
1.47% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,758 |
52,000 |
0.41% |
|
|
| 15 |
Baltimore-Washington Financial Advisors, Inc. |
1,200 |
17,000 |
0.13% |
|
|
| 16 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,000 |
13,880 |
0.11% |
|
|
| 17 |
PRIVATE TRUST CO NA |
696 |
10,000 |
0.08% |
|
|
| 18 |
AMERIPRISE FINANCIAL INC |
700 |
10,000 |
0.08% |
|
|
| 19 |
Ground Swell Capital, LLC |
600 |
8,000 |
0.06% |
|
|
| 20 |
CANADA LIFE ASSURANCE Co |
500 |
7,000 |
0.05% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
377 |
5,000 |
0.04% |
|
|
