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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 2,780 holdings with a total value of $19,578,190,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 WISDOMTREE TR 1,356,400 74,495,000 0.38%
52 SELECT SECTOR SPDR TR 1,766,182 73,085,000 0.37%
53 WISDOMTREE TR 1,069,975 71,271,000 0.36%
54 ISHARES GOLD TRUST 6,095,601 71,014,000 0.36%
55 VANGUARD INDEX FDS 552,218 70,839,000 0.36%
56 ISHARES TR 766,534 70,728,000 0.36%
57 EXXON MOBIL CORP 815,808 68,904,000 0.35%
58 ISHARES 20 YEAR TREASURY BOND ETF 513,009 67,784,000 0.35%
59 ISHARES TR 899,732 67,543,000 0.34%
60 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 738,673 66,769,000 0.34%
61 ISHARES TR 513,605 66,717,000 0.34%
62 ISHARES TR 193,618 65,846,000 0.34%
63 VERIZON COMMUNICATIONS INC 1,340,323 65,568,000 0.33%
64 DISNEY WALT CO 621,010 65,479,000 0.33%
65 SELECT SECTOR SPDR TR 2,672,079 64,370,000 0.33%
66 ISHARES TR 845,199 63,441,000 0.32%
67 AT&T INC 1,890,132 62,166,000 0.32%
68 ISHARES TR 582,457 61,432,000 0.31%
69 ISHARES TR 625,001 60,976,000 0.31%
70 SELECT SECTOR SPDR TR 773,832 60,018,000 0.31%
71 ISHARES TR 383,325 58,438,000 0.30%
72 FIRST TR EXCHANGE TRADED FD 873,457 57,919,000 0.30%
73 ISHARES TR 503,765 57,666,000 0.29%
74 FIRST TR LRG CP VL ALPHADEX 1,307,651 57,197,000 0.29%
75 CHEVRON CORP NEW 539,188 56,502,000 0.29%
76 ISHARES 7-10 YEAR TREASURY BOND ETF 502,437 54,630,000 0.28%
77 ISHARES TR 685,455 54,363,000 0.28%
78 SELECT SECTOR SPDR TR 1,104,454 53,897,000 0.28%
79 SELECT SECTOR SPDR TR 1,202,669 53,483,000 0.27%
80 PROCTER AND GAMBLE CO 597,290 49,169,000 0.25%
81 ISHARES TR 1,203,161 48,884,000 0.25%
82 VANGUARD BD INDEX FDS 599,175 48,210,000 0.25%
83 BOEING CO 322,526 47,940,000 0.24%
84 SPDR DOW JONES INDL AVRG ETF 267,961 47,359,000 0.24%
85 ALPS ETF TR 2,835,677 46,932,000 0.24%
86 ALTRIA GROUP INC 931,676 46,863,000 0.24%
87 VANGUARD WORLD FD 442,412 46,750,000 0.24%
88 ISHARES RUSSELL 2000 GROWTH ETF 299,560 45,346,000 0.23%
89 VANGUARD INDEX FDS 328,349 43,821,000 0.22%
90 ISHARES TR 334,632 43,760,000 0.22%
91 ISHARES TR 1,062,005 43,712,000 0.22%
92 VANGUARD INDEX FDS 399,505 43,610,000 0.22%
93 KINDER MORGAN INC DEL 1,027,074 43,055,000 0.22%
94 RYDEX ETF TRUST 513,726 42,408,000 0.22%
95 MICROSOFT CORP 1,039,800 42,341,000 0.22%
96 ISHARES RUSSELL 3000 ETF 334,289 41,301,000 0.21%
97 SPDR INDEX SHS FDSDJ GLB RL ES ETF 797,141 39,706,000 0.20%
98 VANGUARD SCOTTSDALE FDS 493,914 39,642,000 0.20%
99 FIRST TR EXCHANGE-TRADED FD 331,410 38,821,000 0.20%
100 VANGUARD INDEX FDS 360,903 38,620,000 0.20%
Page 2 of 56

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000004, filed 2015.05.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.