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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 73 Institutional holders with a total value of $782,173,835.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7,287,675 318,835,000 40.76%
2 UBS Group AG 2,042,604 89,364,000 11.43%
3 BANK OF AMERICA CORP /DE/ 1,688,990 73,893,000 9.45%
4 LPL Financial LLC 1,307,651 57,197,000 7.31%
5 WELLS FARGO & COMPANY/MN 1,170,745 51,220,000 6.55%
6 RAYMOND JAMES & ASSOCIATES 774,929 33,903,000 4.33%
7 GOLDMAN SACHS GROUP INC 456,001 19,950,000 2.55%
8 ROYAL BANK OF CANADA 305,941 13,385,000 1.71%
9 BB&T SECURITIES, LLC 27,326 11,955,000 1.53%
10 Cetera Advisors LLC 252,474 11,046,000 1.41%
11 VOYA FINANCIAL ADVISORS, INC. 238,900 10,507,000 1.34%
12 AMERIPRISE FINANCIAL INC 226,193 9,898,000 1.27%
13 Robert W. Baird & Co. Inc 170,972 7,480,000 0.96%
14 HighTower Advisors, LLC 130,001 5,687,000 0.73%
15 STEPHENS INC /AR/ 101,999 4,462,000 0.57%
16 MANAGED ACCOUNT ADVISORS LLC 96,647 4,228,000 0.54%
17 OPPENHEIMER & CO INC 95,629 4,184,000 0.53%
18 HL FINANCIAL SERVICES LLC 94,116 4,118,000 0.53%
19 Horizon Investments, LLC 91,220 3,991,000 0.51%
20 Janney Montgomery Scott LLC 89,336 3,908,000 0.50%
21 Aspen Investment Management Inc 73,262 3,205,000 0.41%
22 Commonwealth Equity Services, Inc 70,137 3,069,000 0.39%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,772 2,834,000 0.36%
24 AMERICAN INTERNATIONAL GROUP, INC. 63,370 2,772,438 0.35%
25 CITIGROUP INC 57,851 2,532,000 0.32%
26 First Allied Advisory Services, Inc. 51,691 2,267,000 0.29%
27 MSI Financial Services Inc 40,619 1,777,000 0.23%
28 PNC FINANCIAL SERVICES GROUP, INC. 40,235 1,760,000 0.23%
29 Virtu Financial LLC 34,955 1,530,000 0.20%
30 Cambridge Investment Research Advisors, Inc. 33,819 1,480,000 0.19%
31 Stratos Wealth Partners, LTD. 31,625 1,386,000 0.18%
32 Cetera Advisor Networks LLC 28,574 1,249,000 0.16%
33 ADVANTAGE INVESTMENT MANAGEMENT, LLC 27,378 1,198,000 0.15%
34 COMERICA SECURITIES INC 27,018 1,182,000 0.15%
35 JPMORGAN CHASE & CO 23,872 1,044,000 0.13%
36 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 22,146 969,000 0.12%
37 STIFEL FINANCIAL CORP 22,038 964,000 0.12%
38 Raymond James Financial Services Advisors, Inc. 20,971 917,000 0.12%
39 FIRST TRUST ADVISORS LP 19,564 856,000 0.11%
40 SHEETS SMITH WEALTH MANAGEMENT 18,741 820,000 0.10%
41 First Heartland Consultants, Inc. 17,438 763,000 0.10%
42 BLAIR WILLIAM & CO/IL 15,608 682,000 0.09%
43 MAIRS & POWER INC 14,690 643,000 0.08%
44 Private Advisor Group, LLC 14,538 636,000 0.08%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,186 620,000 0.08%
46 VSR Financial Services, Inc. 12,896 564,000 0.07%
47 MILLENNIUM MANAGEMENT LLC 12,405 543,000 0.07%
48 MARINER INDEPENDENT ADVISOR NETWORK, LLC 11,029 482,519 0.06%
49 INVESTMENT CENTERS OF AMERICA INC 10,632 466,000 0.06%
50 Summit Financial Wealth Advisors, LLC 9,880 440,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.