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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 138 Institutional holders with a total value of $2,359,522,932.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 8,319,002 557,540,000 23.63%
2 MORGAN STANLEY 6,339,475 424,871,000 18.01%
3 WELLS FARGO & COMPANY/MN 4,350,551 291,574,000 12.36%
4 BANK OF AMERICA CORP /DE/ 3,051,067 204,483,000 8.67%
5 UBS Group AG 1,740,314 116,636,000 4.94%
6 BB&T SECURITIES, LLC 115,331 77,294,000 3.28%
7 LPL Financial LLC 873,457 57,919,000 2.45%
8 RAYMOND JAMES & ASSOCIATES 655,002 43,898,000 1.86%
9 ROYAL BANK OF CANADA 579,694 38,851,000 1.65%
10 Horizon Investments, LLC 542,715 36,373,000 1.54%
11 Beaumont Financial Partners, LLC 481,917 32,298,000 1.37%
12 Shamrock Asset Management LLC 447,283 29,977,000 1.27%
13 BBVA USA Bancshares, Inc. 403,999 27,076,000 1.15%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 406,588 26,339,000 1.12%
15 AMERIPRISE FINANCIAL INC 329,949 22,159,000 0.94%
16 Commonwealth Equity Services, Inc 313,636 21,020,000 0.89%
17 STIFEL FINANCIAL CORP 310,229 20,792,000 0.88%
18 Astor Investment Management LLC 296,248 19,855,000 0.84%
19 ENVESTNET ASSET MANAGEMENT INC 264,057 17,697,000 0.75%
20 GOLDMAN SACHS GROUP INC 250,141 16,764,000 0.71%
21 MSI Financial Services Inc 243,892 16,346,000 0.69%
22 Janney Montgomery Scott LLC 231,568 15,520,000 0.66%
23 Hoxton Financial, Inc. 181,861 12,188,000 0.52%
24 NewSquare Capital LLC 165,574 11,097,000 0.47%
25 Robert W. Baird & Co. Inc 130,921 8,774,000 0.37%
26 First Horizon Advisors, Inc. 121,258 8,237,000 0.35%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 115,091 7,713,000 0.33%
28 Transamerica Financial Advisors, LLC 107,312 7,193,000 0.30%
29 JPMORGAN CHASE & CO 101,747 6,819,000 0.29%
30 SignalPoint Asset Management, LLC 99,807 6,689,000 0.28%
31 BLUE CREEK INVESTMENT PARTNERS, LLC 99,041 6,638,000 0.28%
32 STEPHENS INC /AR/ 97,879 6,560,000 0.28%
33 BKS ADVISORS, LLC 91,584 6,138,000 0.26%
34 AMERICAN INTERNATIONAL GROUP, INC. 88,680 5,943,334 0.25%
35 CREDIT SUISSE AG/ 88,563 5,935,000 0.25%
36 HL FINANCIAL SERVICES LLC 87,099 5,837,000 0.25%
37 SII INVESTMENTS INC/WI 84,205 5,639,000 0.24%
38 IFC Holdings Incorporated/FL 82,041 5,500,000 0.23%
39 VSR Financial Services, Inc. 78,688 5,274,000 0.22%
40 HighTower Advisors, LLC 75,899 5,087,000 0.22%
41 OPPENHEIMER & CO INC 74,824 5,015,000 0.21%
42 OLD NATIONAL BANCORP /IN/ 72,511 4,860,000 0.21%
43 Sigma Planning Corp 69,724 4,673,000 0.20%
44 FOUNDERS FINANCIAL SECURITIES LLC 69,309 4,645,000 0.20%
45 Raymond James Financial Services Advisors, Inc. 62,275 4,174,000 0.18%
46 AVIANCE CAPITAL MANAGEMENT, LLC 61,732 4,137,000 0.18%
47 First Allied Advisory Services, Inc. 59,938 4,020,000 0.17%
48 SUNTRUST BANKS INC 59,354 3,977,000 0.17%
49 NewEdge Advisors, LLC 56,469 3,785,000 0.16%
50 CITIGROUP INC 55,937 3,749,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.