Dark
Light
System
Security
FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 122 Institutional holders with a total value of $1,979,400,166.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 5,797,055 685,386,000 34.63%
2 MORGAN STANLEY 2,690,005 318,039,000 16.07%
3 WELLS FARGO & COMPANY/MN 2,151,141 254,329,000 12.85%
4 UBS Group AG 995,536 117,702,000 5.95%
5 BANK OF AMERICA CORP /DE/ 779,557 92,167,000 4.66%
6 BB&T SECURITIES, LLC 56,303 66,567,000 3.36%
7 GOLDMAN SACHS GROUP INC 450,226 53,230,000 2.69%
8 RAYMOND JAMES & ASSOCIATES 377,495 44,634,000 2.25%
9 LPL Financial LLC 331,410 38,821,000 1.96%
10 ROYAL BANK OF CANADA 217,671 25,735,000 1.30%
11 AMERIPRISE FINANCIAL INC 122,187 14,469,000 0.73%
12 MSI Financial Services Inc 121,484 14,363,000 0.73%
13 STIFEL FINANCIAL CORP 105,815 12,511,000 0.63%
14 Janney Montgomery Scott LLC 101,807 12,037,000 0.61%
15 RiverFront Investment Group, LLC 101,726 12,027,000 0.61%
16 NewSquare Capital LLC 95,537 11,295,000 0.57%
17 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 78,537 9,285,000 0.47%
18 CREDIT SUISSE AG/ 74,048 8,755,000 0.44%
19 McKinley Carter Wealth Services, Inc. 70,707 8,360,000 0.42%
20 BLUE CREEK INVESTMENT PARTNERS, LLC 63,022 7,451,000 0.38%
21 Transamerica Financial Advisors, LLC 60,861 7,196,000 0.36%
22 Hartford Financial Management Inc. 59,849 7,075,000 0.36%
23 NIEMANN CAPITAL MANAGEMENT INC 57,788 6,832,000 0.35%
24 HL FINANCIAL SERVICES LLC 53,779 6,358,000 0.32%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 51,095 6,041,000 0.31%
26 Robert W. Baird & Co. Inc 48,918 5,784,000 0.29%
27 Valentine Capital Asset Management, Inc. 48,445 5,728,000 0.29%
28 JPMORGAN CHASE & CO 47,448 5,610,000 0.28%
29 CHURCHILL MANAGEMENT Corp 43,785 5,177,000 0.26%
30 ENVESTNET ASSET MANAGEMENT INC 41,387 4,893,000 0.25%
31 AMERICAN INTERNATIONAL GROUP, INC. 40,335 4,768,817 0.24%
32 HighTower Advisors, LLC 37,617 4,447,000 0.22%
33 Raymond James Financial Services Advisors, Inc. 37,364 4,418,000 0.22%
34 SUNTRUST BANKS INC 35,857 4,238,000 0.21%
35 NewEdge Advisors, LLC 32,940 3,894,000 0.20%
36 Commonwealth Equity Services, Inc 32,789 3,877,000 0.20%
37 WESPAC Advisors, LLC 30,126 3,562,000 0.18%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,700 3,512,000 0.18% Call
39 OPPENHEIMER & CO INC 26,215 3,099,000 0.16%
40 Cambridge Investment Research Advisors, Inc. 26,132 3,090,000 0.16%
41 BECK CAPITAL MANAGEMENT, LLC 25,744 3,043,000 0.15%
42 Ancora Advisors LLC 0 2,960,000 0.15%
43 First Heartland Consultants, Inc. 24,208 2,862,000 0.14%
44 Tower Research Capital LLC (TRC) 22,968 2,716,000 0.14%
45 IFC Holdings Incorporated/FL 22,134 2,642,000 0.13%
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,498 2,620,000 0.13%
47 First Allied Advisory Services, Inc. 22,071 2,611,000 0.13%
48 JANE STREET GROUP, LLC 20,702 2,448,000 0.12%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,500 2,424,000 0.12% Put
50 Advisors Preferred, LLC 19,104 2,259,048 0.11%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.