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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
51 GOLDMAN SACHS GROUP INC 45,000 55 0.00% PRN
52 DENBURY RESOURCES INC 14,620 56 0.00%
53 ENDEAVOUR SILVER CORP 15,472 59 0.00%
54 TURQUOISE HILL RES LTD 18,404 61 0.00%
55 REAL IND INC COM 10,625 62 0.00%
56 GABELLI CONV&INCOM SECS FD I 13,478 63 0.00%
57 OCH-ZIFF CAP MGMT GROUP CL A SHS 18,958 64 0.00%
58 VANGUARD NAT RES LLC COM UNIT 82,091 64 0.00%
59 MFS INTERMEDIATE HIGH INC FD 24,690 64 0.00%
60 HC2 Holdings Inc 10,000 64 0.00%
61 KERYX BIOPHARMACEUTICALS INCORPORATED 10,792 66 0.00%
62 KINDRED BIOSCIENCES INC 13,244 68 0.00%
63 KEMET CORP COM NEW 11,075 69 0.00%
64 ACCURAY INCORPORATED COM 14,850 70 0.00%
65 CLEAN ENERGY FUELS CORPORATION COM 22,725 70 0.00%
66 COMMUNITY HEALTH SYS INC NEW 12,013 70 0.00%
67 BLACKBERRY LTD 10,130 71 0.00%
68 KAMADA LTD 12,175 71 0.00%
69 KCAP FINL INC 17,852 73 0.00%
70 HIMAX TECHNOLOGIES INC 11,900 74 0.00%
71 IAMGOLD CORP 17,945 74 0.00%
72 ABERDEEN JAPAN EQUITY FD INC 10,243 75 0.00%
73 GRAN TIERRA ENERGY INC 25,436 76 0.00%
74 SAN JUAN BASIN RTY TR 11,541 77 0.00%
75 ANTARES PHARMA INC 34,303 79 0.00%
76 VOYA EMERGING MKTS HIGH DIVI 11,035 83 0.00%
77 CELLDEX THERAPEUTICS INC NEW 23,719 86 0.00%
78 ELDORADO GOLD CORP NEW 26,176 87 0.00%
79 DUFF & PHELPS SLCT ENGY MLP FD COM 11,347 87 0.00%
80 ARCELORMITTAL SA LUXEMBOURG 11,596 87 0.00%
81 SPROTT FOCUS TR INC COM 12,621 88 0.00%
82 SPRINT CORP 10,686 91 0.00%
83 VONAGE HLDGS CORP 12,695 92 0.00%
84 IEC ELECTRS CORP NEW COM 26,895 94 0.00%
85 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 18,918 95 0.00%
86 FULL HOUSE RESORTS INC 42,078 96 0.00%
87 NEW AMER HIGH INCOME FD INC 10,497 97 0.00%
88 PERMIAN BASIN RTY TR 12,406 100 0.00%
89 Inventure Foods Inc 10,235 100 0.00%
90 AXOGEN INC 11,720 104 0.00%
91 SANOFI SPOND FUNSPONSORED ADR 26,103 104 0.00%
92 CREDIT SUISSE HIGH YIELD BD 39,743 105 0.00%
93 NEUBERGER BERMAN ABSOLUTE RETURN MULTI MNGR 10,153 105 0.00%
94 MORGAN STANLEY EMER MKTS DEB 11,545 105 0.00%
95 NQ MOBILE INC 32,125 105 0.00%
96 FRONTLINE LTD 14,143 105 0.00%
97 BAYTEX ENERGY CORP 21,004 106 0.00%
98 OPKO HEALTH INC 11,724 107 0.00%
99 AKEBIA THERAPEUTICS INC 10,332 108 0.00%
100 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 26,355 109 0.00%
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