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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
151 ARRIS INTL INC 23,069 695 0.01%
152 ARROW ETF TR 67,935 1,257 0.01%
153 ARROW FINL CORP 9,270 376 0.00%
154 ARROW INVTS TR 14,975 155 0.00%
155 ARROWHEAD PHARMACEUTICALS IN 12,733 21 0.00%
156 ASA GOLD AND PRECIOUS MTLS L 31,914 364 0.00%
157 ASHFORD HOSPITALITY TR INC 17,181 136 0.00%
158 ASML HOLDING N V N Y REGISTRY SHS 17,406 1,922 0.01%
159 ASPEN TECHNOLOGY INC 10,213 562 0.00%
160 ASSOCIATED BANC CORP 17,904 447 0.00%
161 ASSOCIATED CAP GROUP INC CL A 11,198 377 0.00%
162 ASSURED GUARANTY LTD COM 15,704 612 0.00%
163 ASTRAZENECA PLC 14,995 409 0.00%
164 AT&T INC 91,244 3,907 0.03%
165 ATHERSYS INC NEW 122,000 188 0.00%
166 ATMOS ENERGY CORP 16,013 1,194 0.01%
167 ATWOOD OCEANICS INC 32,912 448 0.00%
168 AUTONATION INC 23,482 1,157 0.01%
169 AUTOZONE INC 1,028 814 0.01%
170 AVALONBAY COMM 1,385 245 0.00%
171 AVERY DENNISON CORP 8,950 628 0.00%
172 AVISTA CORP 14,743 585 0.00%
173 AVNET INC 10,456 494 0.00%
174 AXOGEN INC 11,720 104 0.00%
175 Abraxas Petroleum Corp 181,359 484 0.00%
176 Advent International Corp 9,260 321 0.00%
177 Aevi Genomic Medicine Inc 39,126 213 0.00%
178 Anadarko Petroleum Corp 6,330 269 0.00%
179 Aspen Insurance Holdingf 5,472 301 0.00%
180 B & G FOODS INC NEW 75,900 3,283 0.02%
181 B/E AEROSPACE INC 8,731 528 0.00%
182 BAIDU INC 5,056 851 0.01%
183 BAKER HUGHES INC 5,752 374 0.00%
184 BALCHEM CORP 8,522 710 0.01%
185 BALL CORP 18,254 1,383 0.01%
186 BANCO BILBAO VIZCAYA ARGENTA 109,586 756 0.01%
187 BANCORPSOUTH INC 13,713 427 0.00%
188 BANCROFT FD LTD 20,650 422 0.00%
189 BANK AMER CORP 2,467 2,896 0.02%
190 BANK AMER CORP 126,718 2,855 0.02%
191 BANK AMER CORPORATION WARRANT EXP 011619 18,429 190 0.00%
192 BANK HAWAII CORP 3,231 287 0.00%
193 BANK MONTREAL QUE 35,486 2,564 0.02%
194 BANK N S HALIFAX 7,403 417 0.00%
195 BANK NEW YORK MELLON CORP 6,460 309 0.00%
196 BANK OF THE OZARKS INC 5,867 310 0.00%
197 BANKFINANCIAL CORP 377,035 5,648 0.04%
198 BANKRATE INC DEL COM 61,698 710 0.01%
199 BANNER CORP COM NEW 22,648 1,275 0.01%
200 BARCLAYS BANK 48,975 301 0.00%
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