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BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $20,946,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 302,615 6,125,000 29.24%
2 MORGAN STANLEY 160,819 3,255,000 15.54%
3 Advisors Asset Management, Inc. 142,866 2,887,000 13.78%
4 GUGGENHEIM CAPITAL LLC 105,596 2,134,000 10.19%
5 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,121,000 5.35%
6 WELLS FARGO & COMPANY/MN 41,832 847,000 4.04%
7 RAYMOND JAMES & ASSOCIATES 31,730 642,000 3.07%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,382 433,000 2.07%
9 LPL Financial LLC 20,650 422,000 2.01%
10 OPPENHEIMER & CO INC 20,516 415,000 1.98%
11 CAPITAL ASSET ADVISORY SERVICES LLC 17,177 348,000 1.66%
12 Saba Capital Management, L.P. 15,970 323,000 1.54%
13 ROYAL BANK OF CANADA 12,533 254,000 1.21%
14 Kovack Advisors, Inc. 12,400 251,000 1.20%
15 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,511 233,000 1.11%
16 Concert Wealth Management Inc. 10,708 217,000 1.04%
17 SIGNATUREFD, LLC 10,746 217,000 1.04%
18 AMERIPRISE FINANCIAL INC 10,618 215,000 1.03%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,461 212,000 1.01%
20 PNC FINANCIAL SERVICES GROUP, INC. 5,332 108,000 0.52%
21 BANK OF AMERICA CORP /DE/ 3,601 73,000 0.35%
22 MSI Financial Services Inc 3,618 73,000 0.35%
23 Thomas J. Herzfeld Advisors, Inc. 1,746 35,000 0.17%
24 Ancora Advisors LLC 1,500 30,000 0.14%
25 GENEOS WEALTH MANAGEMENT INC. 1,464 29,000 0.14%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 1,107 22,000 0.11%
27 ADVISOR GROUP, INC. 512 10,000 0.05%
28 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 361 7,000 0.03%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 156 4,000 0.02%
30 Tower Research Capital LLC (TRC) 100 2,000 0.01%
31 Creative Planning 104 2,000 0.01%
32 IFP ADVISORS, INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.