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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 9,825,004 1,141,647 8.68%
2 FS KKR CAPITAL CORP COM 4,181,182 42,857 0.33%
3 ISHARES TR 3,883,688 145,638 1.11%
4 SELECT SECTOR SPDR TR 3,800,131 89,341 0.68%
5 FIRST TR VALUE LINE DIVID INSHS 3,534,774 99,469 0.76%
6 ALPS ETF TR 3,360,345 42,811 0.33%
7 ISHARES TR 2,806,399 296,598 2.26%
8 ISHARES TR 2,706,685 146,026 1.11%
9 POWERSHARES ETF TR II 2,632,563 37,646 0.29%
10 VANGUARD SCOTTSDALE FDS 2,343,100 200,616 1.53%
11 SPDR S&P 500 ETF TR 2,274,930 512,405 3.90%
12 POWERSHARES ETF TR II 2,039,406 84,900 0.65%
13 FIRST TR EXCHANGE-TRADED FD 1,987,212 37,817 0.29%
14 VICTORY PORTFOLIOS II VCSHS US EQ INCM ETF 1,897,648 78,629 0.60%
15 VANGUARD SPECIALIZED FUNDS 1,834,621 156,804 1.19%
16 FIRST TR MORNINGSTAR DIV LEA 1,777,889 49,763 0.38%
17 UNITED STATES OIL FUND LP 1,623,980 18,578 0.14%
18 SELECT SECTOR SPDR TR 1,620,102 79,045 0.60%
19 ISHARES TR 1,541,389 213,149 1.62%
20 POWERSHARES ETF TR II 1,511,411 59,807 0.45%
21 VANGUARD WHITEHALL FDS 1,499,161 114,184 0.87%
22 ISHARES TR 1,473,039 150,559 1.14%
23 SELECT SECTOR SPDR TR 1,449,790 110,430 0.84%
24 SPDR SERIES TRUST 1,441,007 36,985 0.28%
25 VANGUARD INDEX FDS 1,424,432 117,917 0.90%
26 CALAMOS CONV OPPORTUNITIES & 1,393,317 14,365 0.11%
27 FIRST TR LRGE CP CORE ALPHA 1,352,966 66,431 0.51%
28 SSGA ACTIVE ETF TR 1,311,866 63,521 0.48%
29 WISDOMTREE TR 1,286,003 43,004 0.33%
30 ISHARES TR 1,266,609 112,662 0.86%
31 ISHARES TR 1,246,618 76,405 0.58%
32 SPDR INDEX SHS FDSDJ GLB RL ES ETF 1,196,350 56,144 0.43%
33 POWERSHARES ETF TRUST II 1,172,887 27,434 0.21%
34 NUVEEN PREFERRED SECURITIES 1,170,428 11,061 0.08%
35 DNP SELECT INCOME FD INC 1,158,199 11,953 0.09%
36 ISHARES TR 1,133,243 58,611 0.45%
37 ISHARES 1,101,827 21,816 0.17%
38 ABERDEEN ASIA PACIFIC INCOM 1,093,250 5,007 0.04%
39 ISHARES TR 1,088,239 27,130 0.21%
40 FIRST TR EXCHANGE TRADED FD 1,081,013 23,599 0.18%
41 ISHARES RUSSELL 1000 ETF 1,061,599 133,113 1.01%
42 CENTRAL FD CDA LTD 1,037,206 12,042 0.09%
43 FIRST TR EXCHANGE TRADED FD 1,033,335 26,138 0.20%
44 DBX ETF TR 1,030,498 29,390 0.22%
45 VANGUARD INDEX FDS 1,000,858 206,917 1.57%
46 ISHARES TR 991,257 82,056 0.62%
47 SPDR SER TR 958,850 82,269 0.63%
48 PROSHARES TR 926,544 33,624 0.26%
49 POWERSHARES ETF TRUST 917,080 16,590 0.13%
50 SELECT SECTOR SPDR TR 869,830 45,144 0.34%
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