| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KCAP FINL INC | 37,000 | 167,000 | 0.02% | ||
| 2 | ELECTRUM SPL ACQUISITION CORP | 875,000 | 193,000 | 0.03% | ||
| 3 | INTERMOLECULAR INC | 112,129 | 212,000 | 0.03% | ||
| 4 | OWENS RLTY MTG INC | 23,524 | 324,000 | 0.05% | ||
| 5 | LINDBLAD EXPEDITIONS HLDGS I | 193,766 | 362,000 | 0.05% | ||
| 6 | BLACKROCK NY MUNI INC QLTY T | 42,606 | 552,000 | 0.08% | ||
| 7 | TOWER SEMICONDUCTOR LTD | 43,660 | 562,000 | 0.08% | ||
| 8 | MEDLEY MGMT INC | 85,537 | 566,000 | 0.08% | ||
| 9 | WHEELER REAL ESTATE INVT TR | 24,932 | 567,000 | 0.08% | ||
| 10 | KANDI TECHNOLOGIES GROUP INC | 120,000 | 630,000 | 0.09% | Put | |
| 11 | EASTMAN KODAK CO | 45,920 | 717,000 | 0.11% | ||
| 12 | ISHARES INC | 13,700 | 735,000 | 0.11% | ||
| 13 | PAIN THERAPEUTICS INC | 432,128 | 791,000 | 0.12% | ||
| 14 | Dipexium Pharmaceuticals Inc | 70,000 | 980,000 | 0.14% | ||
| 15 | EASTERLY ACQUISITION CORP | 100,000 | 1,010,000 | 0.15% | ||
| 16 | PACE HLDGS CORP | 100,000 | 1,020,000 | 0.15% | ||
| 17 | GOLD FIELDS LTD NEW | 387,000 | 1,029,000 | 0.15% | ||
| 18 | WHEELER REAL ESTATE INVT TR | 699,804 | 1,330,000 | 0.20% | ||
| 19 | ENOVA INTL INC COM | 143,300 | 1,465,000 | 0.22% | ||
| 20 | GENERAL MTRS CO | 49,600 | 1,489,000 | 0.22% | ||
| 21 | Boulevard Acquisition Corp II | 150,000 | 1,496,000 | 0.22% | ||
| 22 | KENON HLDGS LTD | 130,000 | 1,715,000 | 0.25% | ||
| 23 | ISHARES | 81,000 | 1,778,000 | 0.26% | ||
| 24 | Apollo Residentail Mtg Inc | 141,000 | 1,785,000 | 0.26% | ||
| 25 | FIFTH STR ASSET MGMT INC | 240,000 | 1,793,000 | 0.26% | ||
| 26 | CHEMOURS CO | 282,300 | 1,826,000 | 0.27% | Call | |
| 27 | ISHARES SILVER TR | 135,000 | 1,872,000 | 0.28% | ||
| 28 | ISHARES SILVER TR | 135,000 | 1,872,000 | 0.28% | Put | |
| 29 | ADECOAGRO S A | 244,230 | 1,944,000 | 0.29% | ||
| 30 | GALMED PHARMACEUTICALS LTD | 264,600 | 1,966,000 | 0.29% | ||
| 31 | DOUBLE EAGLE ACQUISITION COR | 200,000 | 2,028,000 | 0.30% | ||
| 32 | XCERRA CORP | 359,090 | 2,255,000 | 0.33% | ||
| 33 | STATE NATL COS INC COM | 255,000 | 2,384,000 | 0.35% | ||
| 34 | VIPSHOP HLDGS LTD | 145,700 | 2,448,000 | 0.36% | ||
| 35 | ISHARES INC | 67,500 | 2,466,000 | 0.36% | Put | |
| 36 | ISHARES INC | 67,500 | 2,466,000 | 0.36% | Call | |
| 37 | MEDTRONIC PLC | 37,008 | 2,477,000 | 0.36% | ||
| 38 | EATON VANCE NEW YORK MUN BD | 210,438 | 2,652,000 | 0.39% | ||
| 39 | STONEGATE MTG CORP | 447,790 | 3,184,000 | 0.47% | ||
| 40 | WORLD ACCEP CORPORATION COM | 119,100 | 3,197,000 | 0.47% | ||
| 41 | HENNESSY CAP ACQUISITION COR | 325,000 | 3,205,000 | 0.47% | ||
| 42 | VIPSHOP HLDGS LTD | 3,000,000 | 3,342,000 | 0.49% | PRN | |
| 43 | NUVEEN NEW YORK QLT MUN INCORPORATED FD | 266,092 | 3,571,000 | 0.53% | ||
| 44 | FORTRESS INVESTMENT GROUP LL | 700,000 | 3,885,000 | 0.57% | ||
| 45 | ISHARES TR | 110,000 | 3,902,000 | 0.57% | ||
| 46 | Del Taco Restaurants, Inc. | 287,500 | 4,025,000 | 0.59% | ||
| 47 | KKR & CO LP COMMON UNITS | 245,500 | 4,119,000 | 0.61% | ||
| 48 | SIBANYE STILLWATER | 925,531 | 4,294,000 | 0.63% | ||
| 49 | SQBG Inc | 300,000 | 4,341,000 | 0.64% | ||
| 50 | ENPRO INDS INC COM | 112,926 | 4,423,000 | 0.65% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-041692, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
