| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 180,160 | 2,334,000 | 29.56% | ||
| 2 | Karpus Management, Inc. | 109,453 | 1,417,000 | 17.95% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 45,600 | 590,000 | 7.47% | PRN | |
| 4 | 683 Capital Management, LLC | 42,606 | 552,000 | 6.99% | ||
| 5 | MORGAN STANLEY | 41,965 | 544,000 | 6.89% | ||
| 6 | Invesco Ltd. | 37,748 | 489,000 | 6.19% | ||
| 7 | Focused Wealth Management, Inc | 34,860 | 451,000 | 5.71% | ||
| 8 | Horizon Kinetics LLC | 30,957 | 401,000 | 5.08% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 28,276 | 366,000 | 4.64% | ||
| 10 | GRACE & WHITE INC /NY | 17,147 | 222,000 | 2.81% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,699 | 164,000 | 2.08% | ||
| 12 | UBS Group AG | 10,650 | 138,000 | 1.75% | ||
| 13 | ROYAL BANK OF CANADA | 5,700 | 74,000 | 0.94% | ||
| 14 | CITIGROUP INC | 4,000 | 52,000 | 0.66% | ||
| 15 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 26,000 | 0.33% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 2,011 | 26,000 | 0.33% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1,753 | 23,000 | 0.29% | ||
| 18 | DEUTSCHE BANK AG\ | 1,180 | 15,000 | 0.19% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 987 | 12,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
