| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 651,218 | 8,205,000 | 32.95% | ||
| 2 | UBS Group AG | 276,664 | 3,486,000 | 14.00% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 238,618 | 3,006,000 | 12.07% | ||
| 4 | 683 Capital Management, LLC | 210,438 | 2,652,000 | 10.65% | ||
| 5 | Samson Capital Advisors LLC | 124,679 | 1,571,000 | 6.31% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 98,093 | 1,236,000 | 4.96% | ||
| 7 | Invesco Ltd. | 76,846 | 968,000 | 3.89% | ||
| 8 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 598,000 | 2.40% | PRN | |
| 9 | ROYAL BANK OF CANADA | 45,837 | 578,000 | 2.32% | ||
| 10 | HighTower Advisors, LLC | 41,003 | 512,000 | 2.06% | ||
| 11 | MORGAN STANLEY | 36,779 | 463,000 | 1.86% | ||
| 12 | Edge Wealth Management LLC | 33,500 | 421,000 | 1.69% | ||
| 13 | WELLS FARGO & COMPANY/MN | 24,128 | 304,000 | 1.22% | ||
| 14 | Horizon Kinetics LLC | 21,747 | 274,000 | 1.10% | ||
| 15 | MACKAY SHIELDS LLC | 14,632 | 184,000 | 0.74% | ||
| 16 | USCA RIA LLC | 12,000 | 151,000 | 0.61% | ||
| 17 | Bank of New York Mellon Corp | 11,270 | 142,000 | 0.57% | ||
| 18 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,070 | 102,000 | 0.41% | ||
| 19 | CITIGROUP INC | 2,241 | 28,000 | 0.11% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 19,000 | 0.08% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 4,000 | 0.02% | ||
| 22 | Tower Research Capital LLC (TRC) | 45 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
