| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CUBIC ENERGY INC | 30,000 | 5,000 | 0.00% | ||
| 2 | CLEVELAND BIOLABS INC | 15,000 | 7,000 | 0.00% | ||
| 3 | CAMAC ENERGY INC | 12,173 | 9,000 | 0.00% | ||
| 4 | KIPS BAY MED INC COM | 20,000 | 9,000 | 0.00% | ||
| 5 | AETERNA ZENTARIS INC | 10,000 | 12,000 | 0.00% | ||
| 6 | Genco Shipping & Trading Ltd | 16,540 | 16,000 | 0.00% | ||
| 7 | MINES MGMT INC | 14,200 | 16,000 | 0.00% | ||
| 8 | PARAMOUNT GOLD & SILVER COR | 17,363 | 17,000 | 0.00% | ||
| 9 | Comstock Mining Inc | 12,050 | 20,000 | 0.00% | ||
| 10 | BGC PARTNERS INC | 20,000 | 21,000 | 0.00% | ||
| 11 | ENTEROMEDICS INC | 13,900 | 22,000 | 0.00% | ||
| 12 | GOLDEN STAR RES LTD CDA | 46,110 | 27,000 | 0.00% | ||
| 13 | Ares Capital Corp | 25,000 | 27,000 | 0.00% | ||
| 14 | PREMIER EXHIBITIONS INC | 36,125 | 29,000 | 0.00% | ||
| 15 | TASEKO MINES LTD | 12,300 | 31,000 | 0.00% | ||
| 16 | Neo Performance Materials | 12,326 | 32,000 | 0.00% | ||
| 17 | ANNALY CAP MGMT INC | 31,000 | 32,000 | 0.00% | ||
| 18 | BACTERIN INTL | 47,000 | 32,000 | 0.00% | ||
| 19 | GERON CORP | 10,185 | 33,000 | 0.00% | ||
| 20 | Capstone Turbine | 22,725 | 34,000 | 0.00% | ||
| 21 | OCLARO INC | 18,000 | 40,000 | 0.00% | ||
| 22 | ZION OIL & GAS INC | 19,727 | 41,000 | 0.00% | ||
| 23 | KINROSS GOLD CORP | 10,079 | 42,000 | 0.00% | ||
| 24 | PROSPECT CAPITAL CORPORATION | 40,000 | 42,000 | 0.00% | ||
| 25 | SUPERCONDUCTOR TECHNOLOGIES | 15,000 | 43,000 | 0.00% | ||
| 26 | CUMBERLAND PHARMACEUTICALS I COM | 10,000 | 45,000 | 0.00% | ||
| 27 | IAMGOLD CORP | 11,496 | 47,000 | 0.00% | ||
| 28 | MFS HIGH INCOME MUN TR | 10,000 | 48,000 | 0.00% | ||
| 29 | ALPHA NATURAL RESOURCES | 15,382 | 57,000 | 0.00% | ||
| 30 | SEVERN BANCORP ANNAPOLIS MD | 12,358 | 57,000 | 0.00% | ||
| 31 | NEWCASTLE INVESTMENT CORP | 12,145 | 58,000 | 0.00% | ||
| 32 | CORNERSTONE PROGRESSIVE RTN | 12,847 | 59,000 | 0.00% | ||
| 33 | EXCO RESOURCES INC | 10,417 | 61,000 | 0.00% | ||
| 34 | THESTREET INC | 25,424 | 61,000 | 0.00% | ||
| 35 | CENTURY CASINOS INC COM | 10,950 | 63,000 | 0.00% | ||
| 36 | ION GEOPHYSICAL CORP | 15,155 | 64,000 | 0.00% | ||
| 37 | INTERSECTIONS INC COM | 13,856 | 68,000 | 0.00% | ||
| 38 | UNILIFE CORP | 23,485 | 70,000 | 0.00% | ||
| 39 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 25,000 | 73,000 | 0.00% | ||
| 40 | GOLD RESOURCE CORP | 14,671 | 74,000 | 0.00% | ||
| 41 | MFS MUN INCOME TR | 11,353 | 75,000 | 0.00% | ||
| 42 | QUICKLOGIC CORP | 15,000 | 78,000 | 0.00% | ||
| 43 | NEWBRIDGE BANCORP | 10,237 | 83,000 | 0.00% | ||
| 44 | SCICLONE PHARMACEUTICALS INC | 16,175 | 85,000 | 0.00% | ||
| 45 | LIBERTY ALL STAR EQUITY FD | 14,732 | 89,000 | 0.00% | ||
| 46 | RESOURCE CAP CORP | 16,454 | 93,000 | 0.00% | ||
| 47 | INVESCO MUNI INCOME OPP TRST | 13,765 | 96,000 | 0.00% | ||
| 48 | WESTERN ASSET MGD HI INCM FD | 16,551 | 96,000 | 0.00% | ||
| 49 | BLACKROCK DEBT STRAT FD INC COM | 23,510 | 96,000 | 0.00% | ||
| 50 | FUEL TECH INC | 17,456 | 98,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-14-000011, filed 2014.07.25).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
