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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 137 Institutional holders with a total value of $311,104,155.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,930,059 39,016,000 12.54%
2 BlackRock Fund Advisors 5,365,463 30,208,000 9.71%
3 BlackRock Institutional Trust Company, N.A. 4,192,150 23,602,000 7.59%
4 REAL ESTATE MANAGEMENT SERVICES LLC 3,050,844 17,177,000 5.52%
5 NORTHERN TRUST CORP 3,022,443 17,017,000 5.47%
6 STATE STREET CORP 2,584,781 14,554,000 4.68%
7 Global X Management CO LLC 2,070,461 11,657,000 3.75%
8 NORTHPOINTE CAPITAL LLC 1,890,358 10,643,000 3.42%
9 PRUDENTIAL FINANCIAL INC 1,436,877 8,090,000 2.60%
10 RENAISSANCE TECHNOLOGIES LLC 1,400,883 7,887,000 2.54%
11 UBS AG 1,210,852 6,817,000 2.19%
12 TWO SIGMA INVESTMENTS, LP 1,021,745 5,752,000 1.85%
13 GEODE CAPITAL MANAGEMENT, LLC 1,019,831 5,741,000 1.85%
14 COOPERMAN LEON G 1,000,000 5,630,000 1.81%
15 BEACH INVESTMENT COUNSEL INC/PA 947,221 5,333,000 1.71%
16 TWO SIGMA ADVISERS, LP 912,559 5,138,000 1.65%
17 KMS FINANCIAL SERVICES, INC 813,342 4,579,000 1.47%
18 MILLENNIUM MANAGEMENT LLC 734,050 4,133,000 1.33%
19 DEUTSCHE BANK AG\ 724,642 4,078,000 1.31%
20 MORGAN STANLEY 722,712 4,069,000 1.31%
21 GOLDMAN SACHS GROUP INC 651,964 3,670,000 1.18%
22 Bank of New York Mellon Corp 642,273 3,616,000 1.16%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 573,742 3,230,000 1.04%
24 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 563,861 3,175,000 1.02%
25 GUGGENHEIM CAPITAL LLC 523,050 2,945,000 0.95%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 436,800 2,459,000 0.79%
27 BlackRock Investment Management, LLC 411,144 2,315,000 0.74%
28 EnTrustPermal Management LLC 368,432 2,075,000 0.67%
29 LPL Financial LLC 338,720 1,907,000 0.61%
30 QS Investors, LLC 337,900 1,902,000 0.61%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 324,684 1,828,000 0.59%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 311,951 1,756,000 0.56%
33 SHIKIAR ASSET MANAGEMENT INC 306,350 1,725,000 0.55%
34 VAN ECK ASSOCIATES CORP 292,345 1,646,000 0.53%
35 AMERICAN INTERNATIONAL GROUP, INC. 267,515 1,506,109 0.48%
36 D. E. Shaw & Co., Inc. 262,905 1,480,000 0.48%
37 Nine Chapters Capital Management LLC 262,700 1,479,000 0.48%
38 AMERICAN CENTURY COMPANIES INC 258,680 1,456,000 0.47%
39 GLOBEFLEX CAPITAL L P 251,191 1,414,000 0.45%
40 DALTON GREINER HARTMAN MAHER & CO 248,519 1,399,000 0.45%
41 CREDIT SUISSE AG/ 246,868 1,391,000 0.45%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 237,450 1,337,000 0.43%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 235,873 1,328,000 0.43%
44 Beach Investment Management, LLC. 198,581 1,118,000 0.36%
45 HBK INVESTMENTS L P 190,403 1,072,000 0.34%
46 ACADIAN ASSET MANAGEMENT LLC 189,902 1,068,000 0.34%
47 ALLIANCEBERNSTEIN L.P. 189,205 1,065,000 0.34%
48 Sterling Capital Management LLC 186,008 1,047,000 0.34%
49 TEACHERS ADVISORS, LLC 177,113 997,000 0.32%
50 Creative Planning 170,473 960,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.