| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pinnacle Summer Investments, Inc. | 40,539,000 | 42,262,000 | 31.81% | ||
| 2 | Radcliffe Capital Management, L.P. | 28,508,000 | 29,884,000 | 22.49% | PRN | |
| 3 | CITADEL ADVISORS LLC | 10,000,000 | 10,478,000 | 7.89% | PRN | |
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 7,070,000 | 7,393,000 | 5.56% | PRN | |
| 5 | BESSEMER GROUP INC | 6,000,000 | 6,255,000 | 4.71% | ||
| 6 | MORGAN STANLEY | 5,733,000 | 5,991,000 | 4.51% | PRN | |
| 7 | THRIVENT FINANCIAL FOR LUTHERANS | 5,500,000 | 5,748,000 | 4.33% | ||
| 8 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 3,860,000 | 4,014,000 | 3.02% | ||
| 9 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3,400,000 | 3,550,000 | 2.67% | PRN | |
| 10 | JPMORGAN CHASE & CO | 2,586,000 | 2,689,000 | 2.02% | PRN | |
| 11 | Bank of New York Mellon Corp | 2,250,000 | 2,362,000 | 1.78% | ||
| 12 | DEUTSCHE BANK AG\ | 1,809,000 | 1,881,000 | 1.42% | PRN | |
| 13 | LAFFER TENGLER INVESTMENTS, INC. | 1,580,000 | 1,717,428 | 1.29% | ||
| 14 | AMUNDI ASSET MANAGEMENT US, INC. | 1,600,000 | 1,664,000 | 1.25% | PRN | |
| 15 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,000,000 | 1,046,000 | 0.79% | PRN | |
| 16 | Sage Capital Management, LLC | 1,000,000 | 1,043,000 | 0.79% | PRN | |
| 17 | SCHOLTZ & COMPANY, LLC | 970,000 | 1,037,000 | 0.78% | PRN | |
| 18 | Pinnacle Summer Investments, Inc. | 895,000 | 937,000 | 0.71% | PRN | |
| 19 | Investors Capital Advisory Services | 685,000 | 712,000 | 0.54% | ||
| 20 | MIZUHO SECURITIES USA LLC | 500,000 | 521,000 | 0.39% | ||
| 21 | BCWM, LLC | 370,000 | 386,000 | 0.29% | ||
| 22 | Prospera Financial Services Inc | 350,000 | 365,000 | 0.27% | PRN | |
| 23 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 208,000 | 0.16% | PRN | |
| 24 | ROYAL BANK OF CANADA | 191,000 | 199,000 | 0.15% | PRN | |
| 25 | Argentus Capital Management, LLC | 160,000 | 160,000 | 0.12% | PRN | |
| 26 | D.A. DAVIDSON & CO. | 92,000 | 95,000 | 0.07% | ||
| 27 | LPL Financial LLC | 85,000 | 89,000 | 0.07% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 40,000 | 42,000 | 0.03% | ||
| 29 | HighTower Advisors, LLC | 33,000 | 34,000 | 0.03% | PRN | |
| 30 | UBS AG | 25,000 | 26,000 | 0.02% | PRN | |
| 31 | Wellesley Asset Management | 24,068 | 25,031 | 0.02% | PRN | |
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 23 | 23,920 | 0.02% | PRN | |
| 33 | Creative Planning | 17,000 | 18,000 | 0.01% | PRN | |
| 34 | ENVESTNET ASSET MANAGEMENT INC | 6,000 | 6,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
