| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 6,449,921 | 38,764,000 | 14.77% | ||
| 2 | MORGAN STANLEY | 5,189,275 | 31,187,000 | 11.89% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 4,411,493 | 26,513,000 | 10.11% | ||
| 4 | Karpus Management, Inc. | 3,842,976 | 23,096,000 | 8.80% | ||
| 5 | WELLS FARGO & COMPANY/MN | 3,779,257 | 22,713,000 | 8.66% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,517,026 | 21,137,000 | 8.06% | ||
| 7 | Relative Value Partners, LLC | 2,951,495 | 17,738,000 | 6.76% | ||
| 8 | Gramercy Funds Management LLC | 2,086,488 | 12,540,000 | 4.78% | ||
| 9 | 1607 Capital Partners, LLC | 1,429,269 | 8,590,000 | 3.27% | ||
| 10 | Ancora Advisors LLC | 1,090,622 | 6,555,000 | 2.50% | ||
| 11 | Advisors Asset Management, Inc. | 1,021,929 | 6,142,000 | 2.34% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 846,071 | 5,085,000 | 1.94% | ||
| 13 | Shaker Financial Services, LLC | 801,249 | 4,816,000 | 1.84% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 746,329 | 4,485,000 | 1.71% | ||
| 15 | 1832 Asset Management L.P. | 610,309 | 3,670,000 | 1.40% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 555,643 | 3,339,000 | 1.27% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 426,285 | 2,562,000 | 0.98% | ||
| 18 | Cetera Advisor Networks LLC | 322,293 | 1,940,000 | 0.74% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 284,790 | 1,713,000 | 0.65% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 234,095 | 1,407,000 | 0.54% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 186,033 | 1,118,000 | 0.43% | ||
| 22 | TFS CAPITAL LLC | 164,191 | 987,000 | 0.38% | ||
| 23 | SG Americas Securities, LLC | 155,418 | 934,000 | 0.36% | ||
| 24 | UBS AG | 149,264 | 897,000 | 0.34% | ||
| 25 | BNP PARIBAS FINANCIAL MARKETS | 146,704 | 881,691 | 0.34% | ||
| 26 | CS MCKEE LP | 144,051 | 866,000 | 0.33% | ||
| 27 | DOLIVER ADVISORS, LP | 139,525 | 839,000 | 0.32% | ||
| 28 | LPL Financial LLC | 139,564 | 839,000 | 0.32% | ||
| 29 | BB&T SECURITIES, LLC | 12,854 | 772,000 | 0.29% | ||
| 30 | CORNERSTONE ADVISORS INC | 115,339 | 693,000 | 0.26% | ||
| 31 | ROYAL BANK OF CANADA | 110,132 | 662,000 | 0.25% | ||
| 32 | Janney Montgomery Scott LLC | 100,252 | 602,515 | 0.23% | ||
| 33 | Yakira Capital Management, Inc. | 99,765 | 600,000 | 0.23% | SH | |
| 34 | SHEPHERD KAPLAN KROCHUK, LLC | 88,357 | 531,000 | 0.20% | ||
| 35 | DEUTSCHE BANK AG\ | 87,149 | 523,000 | 0.20% | ||
| 36 | AQR CAPITAL MANAGEMENT LLC | 75,563 | 454,000 | 0.17% | ||
| 37 | Concert Wealth Management Inc. | 74,267 | 427,000 | 0.16% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 68,763 | 413,000 | 0.16% | ||
| 39 | TRUIST FINANCIAL CORP | 57,607 | 346,000 | 0.13% | ||
| 40 | BANK OF AMERICA CORP /DE/ | 50,801 | 305,000 | 0.12% | ||
| 41 | WFG Advisors, LP | 45,033 | 271,000 | 0.10% | ||
| 42 | Prospera Financial Services Inc | 45,000 | 270,000 | 0.10% | ||
| 43 | SII INVESTMENTS INC/WI | 44,627 | 267,000 | 0.10% | ||
| 44 | HOLLENCREST CAPITAL MANAGEMENT | 41,158 | 248,000 | 0.09% | ||
| 45 | OPPENHEIMER & CO INC | 40,538 | 243,000 | 0.09% | ||
| 46 | Invesco Ltd. | 36,171 | 217,000 | 0.08% | ||
| 47 | BANK OF MONTREAL /CAN/ | 35,573 | 214,000 | 0.08% | ||
| 48 | D.A. DAVIDSON & CO. | 32,000 | 192,000 | 0.07% | ||
| 49 | RAYMOND JAMES TRUST N.A. | 28,938 | 174,000 | 0.07% | ||
| 50 | Bank of New York Mellon Corp | 27,238 | 164,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
