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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001419186-14-000013) filed in 2014.11.05
#
Name
Shares
Value ($)
%
Options
Notes
1551 SUPERCONDUCTOR TECHNOLOGIES 15,000 42 0.00%
1552 PROSPECT CAPITAL CORPORATION 40,000 41 0.00%
1553 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 11,019 40 0.00%
1554 ZION OIL & GAS INC 19,727 34 0.00%
1555 KINROSS GOLD CORP 10,079 33 0.00%
1556 ARCH COAL INC 15,585 33 0.00%
1557 GALENA BIOPHARMA INC 15,819 33 0.00%
1558 ANNALY CAP MGMT INC 31,000 31 0.00%
1559 POLYMET MINING CORP 27,848 30 0.00%
1560 PREMIER EXHIBITIONS INC 36,125 27 0.00%
1561 OCLARO INC 18,000 26 0.00%
1562 Prospect Capital Corp 25,000 26 0.00%
1563 Ares Capital Corp 25,000 26 0.00%
1564 GERON CORP 11,985 24 0.00%
1565 BPZ RESOURCES INC COM 11,800 23 0.00%
1566 Capstone Turbine 20,100 22 0.00%
1567 Quicksilver Resources Inc 36,950 22 0.00%
1568 MINES MGMT INC 34,200 21 0.00%
1569 BGC PARTNERS INC 20,000 21 0.00%
1570 MICROVISION INC DEL 10,350 20 0.00%
1571 ENTEROMEDICS INC 15,825 19 0.00%
1572 GOLDEN STAR RES LTD CDA 44,110 18 0.00%
1573 Vantage Drilling Company 12,000 15 0.00%
1574 AETERNA ZENTARIS INC 10,055 13 0.00%
1575 PROVECTUS 12,664 13 0.00%
1576 Neo Performance Materials 10,876 13 0.00%
1577 Comstock Mining Inc 11,050 13 0.00%
1578 CAMAC ENERGY INC 12,173 8 0.00%
1579 CLEVELAND BIOLABS INC 15,000 7 0.00%
1580 LUCAS ENERGY INC 11,500 5 0.00%
1581 TIGER MEDIA INC 10,000 5 0.00%
1582 GABELLI EQUITY TR INC 56,000 3 0.00%
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