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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001419186-14-000013) filed in 2014.11.05
#
Name
Shares
Value ($)
%
Options
Notes
1451 PUTNAM MASTER INTER INCOME T 35,379 178 0.01%
1452 QUICKLOGIC CORP 59,587 178 0.01%
1453 GLOBAL X FDS 16,200 177 0.01%
1454 MFS CHARTER INCOME TR 19,854 176 0.01%
1455 PIMCO CALIF MUN INCOME FD II 18,910 175 0.01%
1456 NATURAL RESOURCE PARTNERS 13,433 175 0.01%
1457 CAPSTEAD MTG CORP COM NO PAR 14,312 175 0.01%
1458 NUVEEN CORE EQUITY ALPHA FD 10,056 173 0.01%
1459 TRUSTCO BANK CM 26,643 172 0.01%
1460 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 10,605 171 0.01%
1461 NEUBERGER BERMAN INTER MUNI 11,134 166 0.00%
1462 COHEN STEERS TOTAL RETURN 13,764 164 0.00%
1463 FIRST NIAGARA FINL GP INC 19,587 163 0.00%
1464 NUVEEN PREM INCOME MUN FD 2 11,760 162 0.00%
1465 ING GROEP N V 11,287 160 0.00%
1466 GSV CAP CORP 15,959 160 0.00%
1467 BARRICK GOLD CORP 10,764 158 0.00%
1468 MORGAN STANLEY EM MKTS DM DECOM 13,337 158 0.00%
1469 * SANDRIDGE ENERGY INC COM 36,890 158 0.00%
1470 EMCORE CORP 27,600 157 0.00%
1471 BLACKROCK MUNIYIELD QUALITY 10,388 155 0.00%
1472 ABERDEEN CHILE FD INC 18,143 155 0.00%
1473 WESTERN ASSET HIGH INCOME OP 26,562 154 0.00%
1474 ISTAR INC COM 11,362 153 0.00%
1475 CLEARFIELD INC 11,937 152 0.00%
1476 MFA FINANCIAL INC COM 19,458 151 0.00%
1477 BLACKROCK MUNIHOLD QU FU II IN COM 11,343 151 0.00%
1478 NUVEEN NY MUN VALUE FD COM 15,574 151 0.00%
1479 CAPITOL FED FINL INC 12,725 150 0.00%
1480 AES CORP 10,482 149 0.00%
1481 BLACKROCK INCOME TR INC 23,361 148 0.00%
1482 NUVEEN ENHANCED MUN VALUE FD 10,029 148 0.00%
1483 TeleCommunication Systems Inc. 53,218 148 0.00%
1484 PUTNAM PREMIER INCOME TR 26,532 145 0.00%
1485 NUVEEN CR STRATEGIES INCOME FD COM SHS 16,125 144 0.00%
1486 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 12,361 143 0.00%
1487 NUVEEN EQUITY PREM ADVANTAGE FD COM 10,844 142 0.00%
1488 ROYCE GLOBAL VALUE TR INC 16,295 142 0.00%
1489 WESTPORT FUEL SYSTEMS INC 13,302 140 0.00%
1490 Global X Silver Miners 13,050 139 0.00%
1491 BLACKROCK STRATEGIC MUN TR COM 10,480 139 0.00%
1492 DREYFUS HIGH YIELD STRATEGIE 37,225 138 0.00%
1493 PENGROWTH ENERGY CORP 26,386 137 0.00%
1494 ALLIANCE NEW YORK MUN INC FD 10,774 136 0.00%
1495 WESTERN ASSET GLOBAL HIGH IN 10,967 134 0.00%
1496 APOLLO INVT CORP 5.75% 01/15/2016 125,000 130 0.00%
1497 COTT CORP QUE 18,800 129 0.00%
1498 Bank of America Corp Warrants Exp 01/16/19 17,076 128 0.00%
1499 MFS INTERMEDIATE INCOME TRUST SH BEN INT 25,339 127 0.00%
1500 GT ADVANCED TECHNOLOGIES INC COM 11,575 125 0.00%
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