Dark
Light
System
Institutional Investment Manager
Investors Capital Advisory Services
Investors Capital Advisory Services (CIK: 0001427271) incorporated in Massachusetts, located at 6 Kimball Lane, Lynnfield, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001427271-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
401 ISHARES TR 3,431 344 0.07%
402 PIMCO CORPORATE INCOME OPP 24,430 344 0.07%
403 FIRST TR EXCHANGE TRADED FD 17,800 343 0.07%
404 DOW CHEM CO 6,898 342 0.07%
405 VANGUARD BD INDEX FDS 4,223 342 0.07%
406 BLACKROCK CAPITAL INVESTMENT 337,000 342 0.07%
407 Ishares Amt-Free Muni Bond ETF 09/2/2016 12,940 342 0.07%
408 PHILLIPS 66 4,314 342 0.07%
409 JOHNSON CTLS INTL PLC 7,671 339 0.07%
410 TEXAS PAC LD TR SUB CTF PROP I T 2,000 337 0.06%
411 NUVEEN PFD INCOME TERM FD 13,762 336 0.06%
412 SPDR SERIES TRUST 7,997 334 0.06%
413 Ishares - Japan 28,914 332 0.06%
414 LULULEMON ATHLETICA INC 4,480 330 0.06%
415 SELECT SECTOR SPDR TR 4,236 330 0.06%
416 HERCULES CAPITAL INC 26,561 329 0.06%
417 PRUDENTIAL SHT DURATION HG YLD 20,850 329 0.06%
418 CALAMP CORP 355,000 329 0.06%
419 ASTRAZENECA PLC 10,926 329 0.06%
420 POWERSHARES ETF TRUST 8,776 328 0.06%
421 RPM INTL INC 6,575 328 0.06%
422 WELLS FARGO & CO 282,000 328 0.06%
423 FREEPORT-MCMORAN INC 29,271 326 0.06%
424 ABBOTT LABS 8,275 325 0.06%
425 CUMMINS INC 2,875 323 0.06%
426 SPDR S&P 600 SMALL CAP GROWTH ETF 1,811 323 0.06%
427 PIMCO HIGH INCOME FD 33,141 322 0.06%
428 ALLIANCEBERNSTEIN HLDG L P 13,835 322 0.06%
429 SYMANTEC CORP 15,615 320 0.06%
430 FIFTH THIRD BANCORP 18,213 320 0.06%
431 RYDEX ETF TRUST 3,954 317 0.06%
432 EXPRESS SCRIPTS HLDG CO 4,192 317 0.06%
433 WESTERN ASSET EMERGING MKTS 20,381 313 0.06%
434 UBS GROUP AG 24,201 313 0.06%
435 EVOLVING SYS INC 60,550 313 0.06%
436 HORMEL FOODS CORP 8,550 312 0.06%
437 MAIN STREET CAPITAL CORP 9,477 311 0.06%
438 PROSPECT CAPITAL CORPORATION 39,785 311 0.06%
439 POWERSHARES ETF TRUST 12,603 309 0.06%
440 GOLDMAN SACHS GROUP INC 288,000 309 0.06%
441 RESOURCE CAP CORP 320,000 308 0.06%
442 BROADSOFT INC 266,000 308 0.06%
443 AFLAC INC 4,272 308 0.06%
444 PIMCO ETF TR 3,179 307 0.06%
445 KROGER CO 8,343 306 0.06%
446 SEACOR HOLDINGS INC 383,000 306 0.06%
447 JUST ENERGY GROUP INC 50,186 305 0.06%
448 SPDR SERIES TRUST 4,297 305 0.06%
449 FLAHERTY & CRUMRINE PFD INC 24,325 304 0.06%
450 POWERSHARES ETF TRUST 9,024 303 0.06%
Page 9 of 22