| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 40,126,000 | 43,428,000 | 97.25% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 612,000 | 657,000 | 1.47% | PRN | |
| 3 | Investors Capital Advisory Services | 297,000 | 318,000 | 0.71% | ||
| 4 | Creative Planning | 54,000 | 58,000 | 0.13% | PRN | |
| 5 | D.A. DAVIDSON & CO. | 50,000 | 56,000 | 0.13% | ||
| 6 | LPL Financial LLC | 45,000 | 50,000 | 0.11% | ||
| 7 | ADVISOR GROUP, INC. | 35 | 37,000 | 0.08% | PRN | |
| 8 | Wellesley Asset Management | 23,316 | 25,057 | 0.06% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 14,000 | 15,000 | 0.03% | PRN | |
| 10 | HighTower Advisors, LLC | 12,000 | 13,000 | 0.03% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
