| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,369,048 | 21,618,000 | 17.15% | ||
| 2 | WELLS FARGO & COMPANY/MN | 910,405 | 14,376,000 | 11.41% | ||
| 3 | UBS Group AG | 796,938 | 12,584,000 | 9.98% | ||
| 4 | BESSEMER GROUP INC | 668,916 | 10,562,000 | 8.38% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 426,755 | 6,739,000 | 5.35% | ||
| 6 | Yorktown Management & Research Co Inc | 360,000 | 5,684,000 | 4.51% | ||
| 7 | Advisors Asset Management, Inc. | 355,764 | 5,618,000 | 4.46% | ||
| 8 | Invesco Ltd. | 334,393 | 5,280,000 | 4.19% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 321,101 | 5,070,000 | 4.02% | ||
| 10 | EATON VANCE MANAGEMENT | 291,449 | 4,602,000 | 3.65% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 284,434 | 4,491,000 | 3.56% | ||
| 12 | Capital Investment Advisors, LLC | 263,772 | 4,165,000 | 3.30% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 229,809 | 3,629,000 | 2.88% | ||
| 14 | Vident Investment Advisory, LLC | 181,287 | 2,863,000 | 2.27% | ||
| 15 | EnTrustPermal Management LLC | 153,200 | 2,420,000 | 1.92% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 146,326 | 2,310,000 | 1.83% | ||
| 17 | BAIRD FINANCIAL GROUP, INC. | 110,365 | 1,743,000 | 1.38% | ||
| 18 | LPL Financial LLC | 103,652 | 1,642,000 | 1.30% | ||
| 19 | COWEN INC. | 91,000 | 1,437,000 | 1.14% | ||
| 20 | Hilton Capital Management, LLC | 63,000 | 995,000 | 0.79% | PRN | |
| 21 | BANK OF MONTREAL /CAN/ | 59,932 | 947,000 | 0.75% | ||
| 22 | CREDIT SUISSE AG/ | 53,734 | 848,000 | 0.67% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 48,878 | 773,000 | 0.61% | ||
| 24 | SII INVESTMENTS INC/WI | 47,550 | 750,000 | 0.60% | ||
| 25 | ROYAL BANK OF CANADA | 27,221 | 430,000 | 0.34% | ||
| 26 | Prospera Financial Services Inc | 25,277 | 399,000 | 0.32% | ||
| 27 | RAIFF PARTNERS INC | 25,000 | 395,000 | 0.31% | ||
| 28 | ROBINSON CAPITAL MANAGEMENT, LLC | 22,364 | 353,000 | 0.28% | ||
| 29 | Arete Wealth Advisors, LLC | 21,298 | 336,000 | 0.27% | ||
| 30 | Investors Capital Advisory Services | 20,850 | 329,000 | 0.26% | ||
| 31 | STATE OF WISCONSIN INVESTMENT BOARD | 20,600 | 325,000 | 0.26% | ||
| 32 | Commonwealth Equity Services, Inc | 20,515 | 324,000 | 0.26% | ||
| 33 | Camelot Portfolios, LLC | 20,000 | 316,000 | 0.25% | ||
| 34 | Virtu KCG Holdings LLC | 16,504 | 261,000 | 0.21% | ||
| 35 | BB&T SECURITIES, LLC | 15,155 | 239,000 | 0.19% | ||
| 36 | DRW Securities, LLC | 13,183 | 208,000 | 0.17% | ||
| 37 | Private Advisor Group, LLC | 10,881 | 172,000 | 0.14% | ||
| 38 | IFP ADVISORS, INC | 10,150 | 160,000 | 0.13% | ||
| 39 | DEUTSCHE BANK AG\ | 8,984 | 141,000 | 0.11% | ||
| 40 | Sunbelt Securities, Inc. | 7,570 | 119,526 | 0.09% | ||
| 41 | MSI Financial Services Inc | 7,027 | 111,000 | 0.09% | ||
| 42 | NEXT Financial Group, Inc | 5,194 | 82,000 | 0.07% | ||
| 43 | ENVESTNET ASSET MANAGEMENT INC | 3,639 | 57,000 | 0.05% | ||
| 44 | Thomas J. Herzfeld Advisors, Inc. | 1,891 | 30,000 | 0.02% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 24,000 | 0.02% | ||
| 46 | ROBLE, BELKO & COMPANY, INC | 1,550 | 24,000 | 0.02% | ||
| 47 | Brick & Kyle, Associates | 1,160 | 18,000 | 0.01% | ||
| 48 | SeaBridge Investment Advisors LLC | 640 | 10,000 | 0.01% | ||
| 49 | PENSERRA CAPITAL MANAGEMENT LLC | 357 | 6,000 | 0.00% | ||
| 50 | ADVISOR GROUP, INC. | 310 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
