Dark
Light
System
Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 289,367 23,439 2.86%
2 VANGUARD INDEX FDS 89,476 16,857 2.06%
3 VANGUARD WORLD FD 218,556 15,354 1.87%
4 FARMERS NATIONAL BANC CORP 1,685,556 14,074 1.72%
5 Rush Enterprises Inc (RUSHB) 492,241 13,862 1.69%
6 VANGUARD INTL EQUITY INDEX F 325,943 13,044 1.59%
7 ISHARES TR 168,986 12,934 1.58%
8 POWERSHARES ETF TRUST 118,444 10,829 1.32%
9 ZWEIG TOTAL RETURN FD INC 665,890 9,329 1.14%
10 QLT INC 2,308,561 9,257 1.13%
11 LORAL SPACE & COMMUNICATIONS 112,110 8,824 1.08%
12 VANGUARD SPECIALIZED PORTFOL 106,762 8,665 1.06%
13 VANGUARD INDEX FDS 93,548 8,213 1.00%
14 INTEL CORP 225,579 8,186 1.00%
15 VANGUARD TAX-MANAGED FDS 215,764 8,173 1.00%
16 VANGUARD WORLD FDS 70,948 7,619 0.93%
17 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
18 CLAYMORE EXCHANGE TRD FD TR 320,008 7,159 0.87%
19 VANGUARD INTL EQUITY INDEX F 152,016 7,123 0.87%
20 TFS FINL CORP 475,523 7,078 0.86%
21 LNB BANCORP INC 380,351 6,858 0.84%
22 VANGUARD WORLD FD 60,253 6,725 0.82%
23 LIBERTY ALL STAR EQUITY FUND SH BEN INT 1,086,176 6,495 0.79%
24 JOHNSON & JOHNSON 60,831 6,361 0.78%
25 APPLE INC 57,370 6,333 0.77%
26 ISHARES TR CORE MSCI EAFE ETF 110,419 6,108 0.75%
27 ROCKWOOD HOLDINGS INC 77,400 6,099 0.74%
28 Tribune Publishing Co 263,199 6,027 0.74%
29 BERKSHIRE HATHAWAY INC DEL 40,086 6,019 0.73%
30 TIME INC NEW 239,513 5,894 0.72%
31 MICROSOFT CORP 126,216 5,863 0.72%
32 SPDR GOLD TR 51,342 5,831 0.71%
33 PFIZER INC 186,160 5,799 0.71%
34 MUTUALFIRST FINL INC COM 257,080 5,625 0.69%
35 TRW AUTOMOTIVE HLDGS CORP 54,000 5,554 0.68%
36 DEAN FOODS CO NEW 285,150 5,526 0.67%
37 VERIZON COMMUNICATIONS INC 113,051 5,289 0.65%
38 PROCTER AND GAMBLE CO 57,524 5,240 0.64%
39 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
40 BANCROFT FD LTD 255,000 5,115 0.62%
41 UNITED ONLINE INC 348,712 5,074 0.62%
42 NEW MEDIA INVT GROUP INC 210,380 4,971 0.61%
43 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
44 COCA COLA CO 116,429 4,916 0.60%
45 BRISTOL MYERS SQUIBB CO 82,704 4,882 0.60%
46 Ally Financial 204,135 4,822 0.59%
47 First Trust North American Ene 167,888 4,726 0.58%
48 SPARTANNASH CO COM 176,931 4,625 0.56%
49 WELLS FARGO CO NEW 83,059 4,553 0.56%
50 AT&T INC 128,013 4,300 0.52%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
351 RETRACTABLE TECHNOLOGIES INC 50,000 250 0.03%
352 REVENUESHARES ETF TR SMALL CAP 45,113 2,574 0.31%
353 RICHARDSON ELECTRS LTD 23,200 232 0.03%
354 RICHMONT MINES INC F 100,000 316 0.04%
355 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
356 ROCKWOOD HOLDINGS INC 77,400 6,099 0.74%
357 ROUSE PPTYS INC 92,084 1,705 0.21%
358 ROYAL DUTCH SHELL PLC 27,735 1,857 0.23%
359 ROYAL DUTCH SHELL PLC 15,700 1,092 0.13%
360 RTI SURGICAL HOLDINGS INC COM 159,500 829 0.10%
361 RUBICON TECHNOLOGY INC COM 59,000 270 0.03%
362 RUBY TUESDAY INC 50,430 345 0.04%
363 Rayonier Advanced Materials In 23,300 520 0.06%
364 Rcs Capital Corp 29,720 364 0.04%
365 RevShares Large Cap ETF 7,700 314 0.04%
366 Rose Rock Midstream LP 16,843 766 0.09%
367 Rush Enterprises Inc (RUSHB) 492,241 13,862 1.69%
368 SAFEGUARD SCIENTIFICS INC COM NEW 20,000 396 0.05%
369 SANFILIPPO JOHN B & SON INC COM 26,049 1,185 0.14%
370 SCHLUMBERGER LTD 9,362 800 0.10%
371 SCIENCE APPLICATNS INTL CP N 37,228 1,844 0.23%
372 SCOTTS MIRACLE-GRO CO 26,510 1,652 0.20%
373 SEARS HOMETOWN & OUT 61,300 806 0.10%
374 SILICON GRAPHICS INTL CORP 26,500 302 0.04%
375 SILICON IMAGE INC 51,700 285 0.03%
376 SMUCKER J M CO 2,898 293 0.04%
377 SOUTH JERSEY INDS INC COM 16,600 978 0.12%
378 SOUTHERN CO 7,600 373 0.05%
379 SPARTANNASH CO COM 176,931 4,625 0.56%
380 SPARTON CORP COM 8,595 244 0.03%
381 SPDR GOLD TR 51,342 5,831 0.71%
382 SPDR INDEX SHS FDS 23,082 1,102 0.13%
383 SPDR S&P 500 ETF TR 10,960 2,253 0.27%
384 SPDR SER TR 16,781 485 0.06%
385 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
386 SPECTRA ENERGY CORP 9,222 335 0.04%
387 SPECTRA ENERGY PARTNERS LP 8,707 496 0.06%
388 SPROTT PHYSICAL GOLD TRUST 54,403 532 0.06%
389 STANLEY FURNITURE CO INC 267,561 733 0.09%
390 STARZ COM 85,319 2,534 0.31%
391 STATE AUTO FINL CORP COM 33,995 755 0.09%
392 STEALTHGAS INC SHS 30,000 189 0.02%
393 STERLING CONSTRUCTION CO INC 66,500 425 0.05%
394 STRATEGIC GLOBAL INCOME FD COM 157,077 1,332 0.16%
395 STRYKER CORP 3,335 315 0.04%
396 SWISS HELVETIA FD INC 17,432 194 0.02%
397 SWS GROUP INC 2,334,086 0 0.00%
398 SYMANTEC CORP 31,000 795 0.10%
399 SYSCO CORP 48,113 1,910 0.23%
400 Senomyx Inc. 12,500 75 0.01%
Page 8 of 10