| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | PROTALIX BIOTHERAPEUTICS INC | 15,460 | 28,000 | 0.00% | ||
| 102 | EMAGIN CORP COM NEW | 11,423 | 28,000 | 0.00% | ||
| 103 | ASANKO GOLD INC | 19,998 | 29,000 | 0.00% | ||
| 104 | PetroQuest Energy | 12,400 | 29,000 | 0.00% | Call | |
| 105 | HARVEST NATURAL RESOURCES IN | 65,200 | 29,000 | 0.00% | Call | |
| 106 | Real Goods Solar Cl A Class A | 108,670 | 29,000 | 0.00% | ||
| 107 | * XUEDA ED GROUP SPONSORED ADR | 11,100 | 30,000 | 0.00% | Put | |
| 108 | Noranda Aluminum Holding | 10,000 | 30,000 | 0.00% | Put | |
| 109 | CENTRAL EUROPEAN MEDIA ENTRP CL A NEW | 11,300 | 30,000 | 0.00% | Put | |
| 110 | GOL LINHAS AEREAS INTELIGENTES SA | 12,400 | 30,000 | 0.00% | Put | |
| 111 | ENZO BIOCHEM INC | 10,400 | 31,000 | 0.00% | Call | |
| 112 | KALOBIOS PHARMACEUTICALS INC | 63,873 | 31,000 | 0.00% | ||
| 113 | GULF RESOURCES INC COM PAR $0.0005 | 18,600 | 31,000 | 0.00% | Call | |
| 114 | Real Goods Solar Cl A Class A | 118,700 | 32,000 | 0.00% | Put | |
| 115 | ZHONE TECHNOLOGIES INC NEW | 24,500 | 32,000 | 0.00% | Put | |
| 116 | DIANA CONTAINERSHIPS INC | 13,500 | 33,000 | 0.00% | Put | |
| 117 | AGRIA CORP | 28,093 | 33,000 | 0.00% | ||
| 118 | HANWHA Q CELL CO LTD | 16,500 | 33,000 | 0.00% | Call | |
| 119 | Curis, Inc | 13,800 | 33,000 | 0.00% | Call | |
| 120 | QUIKSILVER INC COM | 17,914 | 33,000 | 0.00% | ||
| 121 | ENTROPIC COMMUNICA | 11,295 | 33,000 | 0.00% | ||
| 122 | LiveDeal Inc | 10,400 | 33,000 | 0.00% | Call | |
| 123 | RICHMONT MINES INC | 10,200 | 33,000 | 0.00% | Put | |
| 124 | MOSYS INC | 15,887 | 33,000 | 0.00% | ||
| 125 | URANIUM RES INC | 25,500 | 34,000 | 0.00% | Put | |
| 126 | SIGNAL GENETICS INC | 15,605 | 34,000 | 0.00% | ||
| 127 | ArQule Inc | 15,377 | 34,000 | 0.00% | ||
| 128 | ZHONE TECHNOLOGIES INC NEW | 26,020 | 34,000 | 0.00% | ||
| 129 | BIODEL INC | 29,256 | 35,000 | 0.00% | ||
| 130 | CELLECTAR BIOSCIENCES INC | 45,200 | 35,000 | 0.00% | ||
| 131 | Apricus Biosciences, Inc. | 18,805 | 35,000 | 0.00% | ||
| 132 | INTELLIPHARMACEUTICS INTL IN | 12,700 | 35,000 | 0.00% | Put | |
| 133 | Oncolytics Biotech Inc | 47,200 | 35,000 | 0.00% | Call | |
| 134 | LIGHTBRIDGE CORP | 28,405 | 35,000 | 0.00% | ||
| 135 | ATLANTIC PWR CORP | 12,326 | 35,000 | 0.00% | ||
| 136 | VAALCO ENERGY INC | 14,600 | 36,000 | 0.00% | Put | |
| 137 | CHINA BAK BATTERY INC | 10,400 | 37,000 | 0.00% | Put | |
| 138 | MAST THERAPEUTICS INC COM | 78,657 | 38,000 | 0.00% | ||
| 139 | OncoGenex Pharmaceuticals Inc | 17,600 | 38,000 | 0.00% | Call | |
| 140 | FORBES ENERGY SERVICES LTD | 37,034 | 38,000 | 0.00% | ||
| 141 | LPATH INC | 15,300 | 38,000 | 0.00% | Call | |
| 142 | Neo Performance Materials | 99,965 | 38,000 | 0.00% | ||
| 143 | LIGHTBRIDGE CORP | 30,500 | 38,000 | 0.00% | Put | |
| 144 | REGADO BIOSCIENCES INC | 30,945 | 38,000 | 0.00% | ||
| 145 | GRAN TIERRA ENERGY INC | 14,400 | 39,000 | 0.00% | Call | |
| 146 | CAMTEK LTD | 12,215 | 39,000 | 0.00% | ||
| 147 | HARRIS & HARRIS GROUP INC | 12,500 | 39,000 | 0.00% | Call | |
| 148 | UQM TECHNOLOGIES INC COM | 35,852 | 39,000 | 0.00% | ||
| 149 | Pacific Sunwear Calif Inc | 14,616 | 40,000 | 0.00% | ||
| 150 | * XUEDA ED GROUP SPONSORED ADR | 14,677 | 40,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001136305-15-000010, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
