| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | CELGENE CORP | 2,700 | 0 | 0.00% | Call | |
| 52 | CHEVRON CORP NEW | 200 | 0 | 0.00% | Put | |
| 53 | ISHARES | 50 | 0 | 0.00% | ||
| 54 | ISHARES TR | 64 | 1,000 | 0.00% | ||
| 55 | ISHARES TR | 19 | 1,000 | 0.00% | ||
| 56 | LENNAR CORP | 30 | 1,000 | 0.00% | ||
| 57 | SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF | 48 | 1,000 | 0.00% | ||
| 58 | SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF | 15 | 1,000 | 0.00% | ||
| 59 | ISHARES INC | 55 | 1,000 | 0.00% | ||
| 60 | GLOBAL X FDS | 54 | 1,000 | 0.00% | ||
| 61 | GLOBAL X FDS | 90 | 1,000 | 0.00% | ||
| 62 | iShares Mortgage Real Estate C | 61 | 1,000 | 0.00% | ||
| 63 | WISDOMTREE TR | 38 | 2,000 | 0.00% | ||
| 64 | ISHARES | 26 | 2,000 | 0.00% | ||
| 65 | POWERSHARES ETF TRUST II | 110 | 2,000 | 0.00% | ||
| 66 | LIONS GATE ENTERTN | 500 | 2,000 | 0.00% | Call | |
| 67 | POWERSHARES ETF TRUST | 50 | 2,000 | 0.00% | ||
| 68 | ISHARES TR | 59 | 2,000 | 0.00% | ||
| 69 | POWERSHARES ETF TR II | 250 | 3,000 | 0.00% | ||
| 70 | GILEAD SCIENCES INC | 100 | 3,000 | 0.00% | Call | |
| 71 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 770 | 3,000 | 0.00% | ||
| 72 | POWERSHARES ETF TRUST | 92 | 3,000 | 0.00% | ||
| 73 | MICROSOFT CORP | 300 | 3,000 | 0.00% | Call | |
| 74 | PIMCO ETF TR | 61 | 3,000 | 0.00% | ||
| 75 | Global X ETFs/USA | 326 | 3,000 | 0.00% | ||
| 76 | GLOBAL X FDS | 239 | 3,000 | 0.00% | ||
| 77 | ISHARES TR | 124 | 3,000 | 0.00% | ||
| 78 | DANAHER CORP DEL LYON 01/21 | 1,000 | 3,000 | 0.00% | PRN | |
| 79 | POWERSHARES ETF TR II | 101 | 4,000 | 0.00% | ||
| 80 | CLAYMORE EXCHANGE TRD FD TR | 124 | 4,000 | 0.00% | ||
| 81 | Columbia Emerging Mkts Consume | 160 | 4,000 | 0.00% | ||
| 82 | ISHARES MSCI MALAYSI ETF | 467 | 4,000 | 0.00% | ||
| 83 | SPDR SERIES TRUST | 68 | 4,000 | 0.00% | ||
| 84 | ISHARES TR | 100 | 4,000 | 0.00% | ||
| 85 | POWERSHARES ETF TR II | 174 | 4,000 | 0.00% | ||
| 86 | ISHARES MSCI GLOBAL SILVER MINERS ETF | 300 | 4,000 | 0.00% | ||
| 87 | ISHARES TR | 100 | 4,000 | 0.00% | ||
| 88 | INTEL CORP JR SB CONV DB 35 | 3,000 | 4,000 | 0.00% | PRN | |
| 89 | ISHARES TR | 40 | 4,000 | 0.00% | ||
| 90 | ALPS ETF TR | 224 | 5,000 | 0.00% | ||
| 91 | ALPS ETF TR | 200 | 5,000 | 0.00% | ||
| 92 | ISHARES TR | 82 | 5,000 | 0.00% | ||
| 93 | SPDR INDEX SHS FDS | 114 | 5,000 | 0.00% | ||
| 94 | GLOBAL X FDS | 662 | 5,000 | 0.00% | ||
| 95 | ISHARES TR | 60 | 5,000 | 0.00% | ||
| 96 | ISHARES TR | 115 | 5,000 | 0.00% | PRN | |
| 97 | POWERSHARES ETF TRUST | 200 | 5,000 | 0.00% | ||
| 98 | GALENA BIOPHARMA INC | 14,961 | 5,000 | 0.00% | ||
| 99 | CLAYMORE EXCHANGE TRD FD TR | 190 | 5,000 | 0.00% | ||
| 100 | POWERSHARES ETF TRUST | 300 | 6,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004576, filed 2016.10.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
