| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Mariner, LLC | 48,088 | 1,115,000 | 26.69% | ||
| 2 | WEALTHSOURCE PARTNERS, LLC | 29,425 | 682,000 | 16.32% | ||
| 3 | Carroll Financial Associates, Inc. | 28,426 | 659,000 | 15.77% | ||
| 4 | Virtu KCG Holdings LLC | 25,025 | 580,000 | 13.88% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 20,508 | 476,000 | 11.39% | ||
| 6 | CITADEL ADVISORS LLC | 11,832 | 274,000 | 6.56% | ||
| 7 | Janney Montgomery Scott LLC | 8,684 | 201,000 | 4.81% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 6,645 | 154,000 | 3.69% | ||
| 9 | VALLEY NATIONAL ADVISERS INC | 480 | 11,000 | 0.26% | ||
| 10 | NEXT Financial Group, Inc | 400 | 9,000 | 0.22% | ||
| 11 | MORGAN STANLEY | 289 | 7,000 | 0.17% | ||
| 12 | Concert Wealth Management Inc. | 200 | 5,000 | 0.12% | ||
| 13 | Financial Architects, Inc | 200 | 5,000 | 0.12% | ||
| 14 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
