| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | INTEL CORP JR SB CONV DB 35 | 47,000 | 57,000 | 0.00% | PRN | |
| 2 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 100,000 | 102,000 | 0.01% | PRN | |
| 3 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 910,000 | 154,000 | 0.01% | PRN | |
| 4 | RADNET INC COM | 30,000 | 201,000 | 0.01% | ||
| 5 | S&W SEED CO | 41,500 | 203,000 | 0.01% | ||
| 6 | BLACKROCK MUNIHOLDINGS QUALI | 13,000 | 207,000 | 0.01% | ||
| 7 | GABELLI DIVID INCOME TR | 10,133 | 211,000 | 0.02% | ||
| 8 | APPLIED OPTOELECTRONICS INC COM | 12,223 | 212,000 | 0.02% | ||
| 9 | FIFTH STREET FINANCE CORP | 32,358 | 212,000 | 0.02% | ||
| 10 | PIONEER DIVERSIFIED HIGH INC | 12,990 | 212,000 | 0.02% | ||
| 11 | Nuveen Closed-End Funds/USA | 17,128 | 215,000 | 0.02% | ||
| 12 | PIMCO STRATEGIC INCOME FD | 24,987 | 217,000 | 0.02% | ||
| 13 | LEGACY RESVS LP | 25,571 | 219,000 | 0.02% | ||
| 14 | CENTERPOINT ENERGY INC | 11,509 | 219,000 | 0.02% | ||
| 15 | BLACKROCK CR ALLOCATION INCO | 17,682 | 224,000 | 0.02% | ||
| 16 | BLACKROCK RES COMMODITIES | 24,691 | 225,000 | 0.02% | ||
| 17 | WISDOMTREE TR | 10,440 | 226,000 | 0.02% | ||
| 18 | CATCHMARK TIMBER TR INC | 19,500 | 226,000 | 0.02% | ||
| 19 | BLACKROCK MUNIENHANCED FD IN | 20,602 | 229,000 | 0.02% | ||
| 20 | NUVEEN MUN HIGH INCOME OPPOR | 17,500 | 229,000 | 0.02% | ||
| 21 | American Capital Agency | 12,485 | 229,000 | 0.02% | ||
| 22 | CALAMOS CONV & HIGH INCOME F | 17,339 | 230,000 | 0.02% | ||
| 23 | VANGUARD NAT RES LLC COM UNIT | 15,445 | 231,000 | 0.02% | ||
| 24 | BLACKROCK MUNIASSETS FD INC | 17,127 | 232,000 | 0.02% | ||
| 25 | ARES DYNAMIC CR ALLOCATION F | 15,200 | 233,000 | 0.02% | ||
| 26 | ISHARES TR | 10,300 | 235,000 | 0.02% | ||
| 27 | CALL:HCA HOLDINGS INC | 22,300 | 236,000 | 0.02% | Call | |
| 28 | HERTZ GLOBAL HOLDINGS INC COM | 13,242 | 240,000 | 0.02% | ||
| 29 | SPROTT PHYSICAL GOLD TRUST | 24,900 | 241,000 | 0.02% | ||
| 30 | NEWBRIDGE BANCORP | 27,000 | 241,000 | 0.02% | ||
| 31 | WESTERN ASSET HIGH INCOME OP | 47,079 | 242,000 | 0.02% | ||
| 32 | CHESAPEAKE ENERGY CORP | 21,973 | 245,000 | 0.02% | ||
| 33 | FIRST TR EXCHANGE TRADED FD | 12,574 | 251,000 | 0.02% | ||
| 34 | NUVEEN NASDAQ 100 DYNAMIC OV | 13,930 | 257,000 | 0.02% | ||
| 35 | VECTOR GROUP LTD | 10,945 | 257,000 | 0.02% | ||
| 36 | ENCANA CORP | 23,660 | 261,000 | 0.02% | ||
| 37 | PIONEER MUN HIGH INCOME TR | 21,660 | 263,000 | 0.02% | ||
| 38 | Plains Gp Hldgs Lp Npv A | 10,348 | 267,000 | 0.02% | ||
| 39 | POWERSHARES DB CMDTY IDX TRA | 14,898 | 268,000 | 0.02% | ||
| 40 | NUVEEN CALIF MUN VALUE FD | 26,383 | 271,000 | 0.02% | ||
| 41 | PREFERRED APT CMNTYS INC COM | 27,300 | 272,000 | 0.02% | ||
| 42 | INTERNATIONAL SHIPHLDG CO | 42,580 | 272,000 | 0.02% | ||
| 43 | NEWMONT CORP | 11,665 | 272,000 | 0.02% | ||
| 44 | CLAYMORE EXCHANGE TRD FD TR | 15,050 | 273,000 | 0.02% | ||
| 45 | ARCELORMITTAL SA LUXEMBOURG | 28,052 | 273,000 | 0.02% | ||
| 46 | AQUA AMERICA INC | 11,177 | 274,000 | 0.02% | ||
| 47 | GOLUB CAP BDC INC | 16,620 | 275,000 | 0.02% | ||
| 48 | LXP INDUSTRIAL TRUST COM | 32,679 | 277,000 | 0.02% | ||
| 49 | UQM TECHNOLOGIES INC COM | 321,616 | 277,000 | 0.02% | ||
| 50 | ALLIANCEBERNSTEIN GLOBAL HIG | 23,280 | 280,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001462284-15-000007, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
