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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 84 Institutional holders with a total value of $274,360,599.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,665,563 53,205,000 19.39%
2 WELLS FARGO & COMPANY/MN 2,051,410 40,946,000 14.92%
3 UBS Group AG 1,177,371 23,500,000 8.57%
4 LPL Financial LLC 1,156,419 23,176,000 8.45%
5 TRUSTMARK BANK TRUST DEPARTMENT 771,560 15,401,000 5.61%
6 BANK OF AMERICA CORP /DE/ 765,714 15,284,000 5.57%
7 AVIANCE CAPITAL MANAGEMENT, LLC 420,132 8,386,000 3.06%
8 PALLADIEM, LLC 328,435 6,556,000 2.39%
9 ROYAL BANK OF CANADA 305,587 6,100,000 2.22%
10 Cambridge Investment Research Advisors, Inc. 229,296 4,577,000 1.67%
11 STEPHENS INC /AR/ 227,645 4,544,000 1.66%
12 RAYMOND JAMES & ASSOCIATES 211,021 4,212,000 1.54%
13 Argentus Capital Management, LLC 199,202 3,976,000 1.45%
14 AMERICAN INTERNATIONAL GROUP, INC. 196,378 3,919,699 1.43%
15 Summit Financial Wealth Advisors, LLC 195,910 3,910,000 1.43%
16 AMERIPRISE FINANCIAL INC 181,742 3,647,000 1.33%
17 Strategic Capital Alternatives LLC 141,921 2,875,000 1.05%
18 SNS Financial Group, LLC 143,538 2,865,000 1.04%
19 STIFEL FINANCIAL CORP 138,053 2,753,000 1.00%
20 PNC FINANCIAL SERVICES GROUP, INC. 137,618 2,747,000 1.00%
21 Commonwealth Equity Services, Inc 135,960 2,714,000 0.99%
22 Janney Montgomery Scott LLC 127,914 2,553,171 0.93%
23 IFC Holdings Incorporated/FL 93,213 1,885,000 0.69%
24 HighTower Advisors, LLC 89,076 1,778,000 0.65%
25 Private Harbour Investment Management & Counsel, LLC 86,550 1,728,000 0.63%
26 BAIRD FINANCIAL GROUP, INC. 81,941 1,636,000 0.60%
27 VSR Financial Services, Inc. 76,248 1,522,000 0.55%
28 NEXT Financial Group, Inc 73,761 1,472,000 0.54%
29 JANE STREET GROUP, LLC 67,742 1,352,000 0.49%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,078 1,339,000 0.49%
31 HL FINANCIAL SERVICES LLC 64,176 1,281,000 0.47%
32 BB&T SECURITIES, LLC 59,551 1,188,000 0.43%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,599 1,131,000 0.41%
34 NATIONAL PLANNING CORP 55,267 1,090,000 0.40%
35 Cetera Advisors LLC 48,602 971,000 0.35%
36 CUE ADVISORY SERVICES, INC. 48,125 961,000 0.35%
37 SII INVESTMENTS INC/WI 45,614 912,000 0.33%
38 USCA RIA LLC 44,599 890,000 0.32%
39 D.A. DAVIDSON & CO. 39,690 792,000 0.29%
40 Freedom Investment Management, Inc. 37,423 747,000 0.27%
41 First Allied Advisory Services, Inc. 35,340 704,000 0.26%
42 ENVESTNET ASSET MANAGEMENT INC 34,227 683,000 0.25%
43 Capital Analysts, LLC 34,093 680,496 0.25%
44 MSI Financial Services Inc 32,652 652,000 0.24%
45 First Heartland Consultants, Inc. 32,424 647,000 0.24%
46 INVESTMENT CENTERS OF AMERICA INC 29,983 598,000 0.22%
47 WEALTHPLAN PARTNERS, LLC 29,315 585,000 0.21%
48 JPMORGAN CHASE & CO 28,798 575,000 0.21%
49 Sigma Planning Corp 28,704 573,000 0.21%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,949 498,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.