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PIONEER DIVERSIFIED HIGH INC
PIONEER DIVERSIFIED HIGH INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $16,609,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shaker Financial Services, LLC 226,374 3,699,000 22.27%
2 GUGGENHEIM CAPITAL LLC 192,258 3,143,000 18.92%
3 BAIRD FINANCIAL GROUP, INC. 93,601 1,529,000 9.21%
4 WOLVERINE ASSET MANAGEMENT LLC 67,676 1,105,000 6.65%
5 COHEN & STEERS, INC. 62,720 1,025,000 6.17%
6 Invesco Ltd. 60,934 996,000 6.00%
7 LPL Financial LLC 59,633 982,000 5.91%
8 COLONY GROUP LLC 59,605 974,000 5.86%
9 UBS Group AG 52,308 855,000 5.15%
10 BANK OF AMERICA CORP /DE/ 43,371 709,000 4.27%
11 MORGAN STANLEY 19,107 312,000 1.88%
12 DOLIVER ADVISORS, LP 17,813 291,000 1.75%
13 Raymond James Financial Services Advisors, Inc. 12,990 212,000 1.28%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,231 200,000 1.20%
15 Virtu KCG Holdings LLC 11,351 185,000 1.11%
16 WELLS FARGO & COMPANY/MN 9,951 163,000 0.98%
17 WESTPORT RESOURCES MANAGEMENT INC 7,400 121,000 0.73%
18 ROYAL BANK OF CANADA 2,267 37,000 0.22%
19 NEXT Financial Group, Inc 2,070 33,000 0.20%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 1,143 19,000 0.11%
21 MSI Financial Services Inc 565 9,000 0.05%
22 FIFTH THIRD BANCORP 219 4,000 0.02%
23 Thomas J. Herzfeld Advisors, Inc. 200 3,000 0.02%
24 Tower Research Capital LLC (TRC) 75 1,000 0.01%
25 Catalyst Capital Advisors LLC 45 1,000 0.01%
26 US BANCORP \DE\ 36 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.