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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 50 Institutional holders with a total value of $31,382,487.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 827,790 10,811,000 34.45%
2 GUGGENHEIM CAPITAL LLC 178,448 2,331,000 7.43%
3 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 135,690 1,772,000 5.65%
4 BANK OF AMERICA CORP /DE/ 122,144 1,595,000 5.08%
5 Investors Capital Advisory Services 115,415 1,507,000 4.80%
6 LPL Financial LLC 101,856 1,337,000 4.26%
7 MORGAN STANLEY 98,805 1,291,000 4.11%
8 Cambridge Investment Research Advisors, Inc. 88,125 1,151,000 3.67%
9 WELLS FARGO & COMPANY/MN 79,220 1,035,000 3.30%
10 Commonwealth Equity Services, Inc 75,876 991,000 3.16%
11 Traynor Capital Management, Inc. 55,931 730,000 2.33%
12 IMA Advisory Services, Inc. 50,000 653,000 2.08%
13 VAN ECK ASSOCIATES CORP 44,637 583,000 1.86%
14 FIRST TRUST ADVISORS LP 41,803 546,000 1.74%
15 NATIONAL PLANNING CORP 37,508 508,000 1.62%
16 STIFEL FINANCIAL CORP 32,600 426,000 1.36%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 27,619 361,000 1.15%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,883 286,000 0.91%
19 CIBC BANK USA 21,035 275,000 0.88%
20 OPPENHEIMER & CO INC 19,650 257,000 0.82%
21 US BANCORP \DE\ 19,605 256,000 0.82%
22 Raymond James Financial Services Advisors, Inc. 17,500 229,000 0.73%
23 GOLDMAN SACHS GROUP INC 17,460 228,000 0.73%
24 Horizon Kinetics LLC 16,911 221,000 0.70%
25 Creative Planning 16,634 217,000 0.69%
26 VICUS CAPITAL 16,456 215,000 0.69%
27 Cetera Advisor Networks LLC 12,800 177,000 0.56%
28 Bridgecreek Investment Management, LLC 13,000 170,000 0.54%
29 First Allied Advisory Services, Inc. 12,455 164,000 0.52%
30 CAZ INVESTMENTS LP 12,500 163,000 0.52%
31 ASPIRIANT, LLC 12,307 161,000 0.51%
32 ROYAL BANK OF CANADA 10,569 138,000 0.44%
33 HOLLENCREST CAPITAL MANAGEMENT 10,300 135,000 0.43%
34 Stratos Wealth Partners, LTD. 10,000 131,000 0.42%
35 Riggs Asset Managment Co. Inc. 7,067 92,000 0.29%
36 AMERICAN INTERNATIONAL GROUP, INC. 5,316 69,427 0.22%
37 CITIGROUP INC 2,932 38,000 0.12%
38 MSI Financial Services Inc 2,850 37,000 0.12%
39 PNC FINANCIAL SERVICES GROUP, INC. 2,000 26,000 0.08%
40 Fusion Investment Group, LLC 1,455 19,000 0.06%
41 Sunbelt Securities, Inc. 1,000 13,060 0.04%
42 Waverly Advisors, LLC 758 10,000 0.03%
43 Alexandria Capital, LLC 700 9,000 0.03%
44 JNBA Financial Advisors 653 9,000 0.03%
45 NORTHERN TRUST CORP 25,400 3,000 0.01%
46 Oakworth Capital, Inc. 167 2,000 0.01%
47 COLONY GROUP LLC 118 2,000 0.01%
48 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%
49 Tower Research Capital LLC (TRC) 68 1,000 0.00%
50 Hedeker Wealth, LLC 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.