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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 47 Institutional holders with a total value of $18,174,386.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 369,776 3,213,000 17.68%
2 MARINER INVESTMENT GROUP LLC 320,799 2,788,000 15.34%
3 Invesco Ltd. 224,109 1,948,000 10.72%
4 SIT INVESTMENT ASSOCIATES INC 188,358 1,637,000 9.01%
5 MORGAN STANLEY 96,571 840,000 4.62%
6 BANK OF AMERICA CORP /DE/ 91,398 794,000 4.37%
7 Cambridge Investment Research Advisors, Inc. 90,596 787,000 4.33%
8 DOLIVER ADVISORS, LP 69,276 602,000 3.31%
9 Edge Wealth Management LLC 64,615 557,000 3.06%
10 ROYAL BANK OF CANADA 49,107 427,000 2.35%
11 Brick & Kyle, Associates 46,320 403,000 2.22%
12 Koshinski Asset Management, Inc. 40,918 356,000 1.96%
13 NATIONAL PLANNING CORP 37,068 310,000 1.71%
14 Commonwealth Equity Services, Inc 33,984 295,000 1.62%
15 GUGGENHEIM CAPITAL LLC 25,767 225,000 1.24%
16 UBS Group AG 25,466 221,000 1.22%
17 Raymond James Financial Services Advisors, Inc. 24,987 217,000 1.19%
18 B. Riley Wealth Advisors, Inc. 23,309 203,000 1.12%
19 BANK OF MONTREAL /CAN/ 20,600 179,000 0.98%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,317 159,000 0.87%
21 Virtu KCG Holdings LLC 17,776 154,000 0.85%
22 WELLS FARGO & COMPANY/MN 17,297 151,000 0.83%
23 Cetera Advisor Networks LLC 15,841 150,000 0.83%
24 Stratos Wealth Partners, LTD. 16,444 143,000 0.79%
25 Creative Planning 15,441 134,000 0.74%
26 STIFEL FINANCIAL CORP 13,813 120,000 0.66%
27 AMERICAN INTERNATIONAL GROUP, INC. 13,373 116,212 0.64%
28 AMERIPRISE FINANCIAL INC 13,279 115,000 0.63%
29 INVESTMENT CENTERS OF AMERICA INC 12,430 110,000 0.61%
30 1ST SOURCE BANK 11,750 102,000 0.56%
31 Concert Wealth Management Inc. 11,537 101,000 0.56%
32 EDMOND DE ROTHSCHILD HOLDING S.A. 11,068 96,000 0.53%
33 EDMOND DE ROTHSCHILD (EUROPE) 11,068 96,000 0.53%
34 Frontier Wealth Management LLC 10,000 87,000 0.48%
35 Smithfield Trust Co 8,003 70,000 0.39%
36 Clearbridge Investments, LLC 7,394 64,000 0.35%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,150 62,000 0.34%
38 PNC FINANCIAL SERVICES GROUP, INC. 7,079 61,000 0.34%
39 MSI Financial Services Inc 3,145 27,000 0.15%
40 REILLY FINANCIAL ADVISORS, LLC 1,500 13,000 0.07%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 1,550 13,000 0.07%
42 FIFTH THIRD BANCORP 1,350 12,000 0.07%
43 Financial Management Professionals, Inc. 1,100 9,000 0.05%
44 NEXT Financial Group, Inc 655 5,000 0.03%
45 Winslow, Evans & Crocker, Inc. 250 2,174 0.01%
46 DEUTSCHE BANK AG\ 100 0 0.00%
47 Prospera Financial Services Inc 19,154 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.