| 1 |
Advisors Asset Management, Inc. |
1,168,642 |
11,792,000 |
28.66% |
|
|
| 2 |
DRW Securities, LLC |
572,917 |
5,781,000 |
14.05% |
|
|
| 3 |
UBS Group AG |
313,582 |
3,164,000 |
7.69% |
|
|
| 4 |
ALLIANCEBERNSTEIN L.P. |
311,782 |
3,146,000 |
7.65% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
293,839 |
2,965,000 |
7.21% |
|
|
| 6 |
Muzinich & Co., Inc. |
150,653 |
1,520,000 |
3.69% |
|
|
| 7 |
NUVEEN ASSET MANAGEMENT INC. |
137,106 |
1,383,000 |
3.36% |
|
|
| 8 |
BLAIR WILLIAM & CO/IL |
112,685 |
1,137,000 |
2.76% |
|
|
| 9 |
Janney Montgomery Scott LLC |
97,600 |
1,076,000 |
2.62% |
|
|
| 10 |
TWO SIGMA ADVISERS, LP |
81,500 |
822,000 |
2.00% |
|
|
| 11 |
GREAT AMERICAN GROUP, INC. |
74,555 |
752,000 |
1.83% |
|
|
| 12 |
BlackRock Group LTD |
73,770 |
744,000 |
1.81% |
|
|
| 13 |
TWO SIGMA INVESTMENTS, LP |
73,075 |
737,000 |
1.79% |
|
|
| 14 |
MORGAN STANLEY |
71,482 |
720,000 |
1.75% |
|
|
| 15 |
Yorktown Management & Research Co Inc |
60,000 |
605,000 |
1.47% |
|
|
| 16 |
ARES MANAGEMENT LLC |
56,000 |
565,000 |
1.37% |
|
|
| 17 |
BAIRD FINANCIAL GROUP, INC. |
54,450 |
549,000 |
1.33% |
|
|
| 18 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
43,000 |
434,000 |
1.05% |
|
|
| 19 |
Geneva Advisors, LLC |
40,585 |
410,000 |
1.00% |
|
|
| 20 |
J.P. Morgan Private Wealth Advisors LLC |
38,708 |
391,000 |
0.95% |
|
|
| 21 |
OPPENHEIMER & CO INC |
37,870 |
382,000 |
0.93% |
|
|
| 22 |
D. E. Shaw & Co., Inc. |
34,442 |
348,000 |
0.85% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
33,935 |
342,000 |
0.83% |
|
|
| 24 |
JPMORGAN CHASE & CO |
26,154 |
264,000 |
0.64% |
|
|
| 25 |
MILLENNIUM MANAGEMENT LLC |
23,565 |
238,000 |
0.58% |
|
|
| 26 |
STEPHENS INC /AR/ |
20,423 |
206,000 |
0.50% |
|
|
| 27 |
CAXTON CORP |
15,104 |
152,000 |
0.37% |
|
|
| 28 |
ENVESTNET ASSET MANAGEMENT INC |
12,587 |
127,000 |
0.31% |
|
|
| 29 |
ALPINE WOODS CAPITAL INVESTORS, LLC |
12,000 |
121,000 |
0.29% |
|
|
| 30 |
Cambridge Investment Research Advisors, Inc. |
11,900 |
120,000 |
0.29% |
|
|
| 31 |
CITIGROUP INC |
8,110 |
82,000 |
0.20% |
|
|
| 32 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,745 |
17,000 |
0.04% |
|
|
| 33 |
WOLVERINE TRADING LP /BD |
1,392 |
13,878 |
0.03% |
|
|
| 34 |
ADVISOR GROUP, INC. |
1,315 |
13,000 |
0.03% |
|
|
| 35 |
ROYAL BANK OF CANADA |
1,000 |
10,000 |
0.02% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
671 |
7,000 |
0.02% |
|
|
| 37 |
WOLVERINE TRADING LP /BD |
2 |
1,994 |
0.00% |
Call |
|
| 38 |
PineBridge Investments, L.P. |
50 |
1,000 |
0.00% |
|
|
| 39 |
PRELUDE CAPITAL MANAGEMENT, LLC |
100 |
1,000 |
0.00% |
|
|
| 40 |
WOLVERINE TRADING LP /BD |
1 |
997 |
0.00% |
Put |
|
| 41 |
Tower Research Capital LLC (TRC) |
20 |
0 |
0.00% |
|
|
