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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 3.67%
2 PROCTER AND GAMBLE CO 65,914 5,520 2.02%
3 AT&T INC 120,552 4,284 1.57%
4 JNL/WMC Balanced 103,413 4,088 1.50%
5 JOHNSON & JOHNSON 37,560 4,003 1.47%
6 ISHARES TR 28,743 3,930 1.44%
7 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 1.38%
8 MANNKIND CORP. 619,440 3,661 1.34%
9 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 1.27%
10 JNL/Neuberger Strat Income 324,067 3,443 1.26%
11 OPPENHEIMER SR FLOATING RATE C 413,644 3,425 1.26%
12 MICROSOFT CORP 69,705 3,311 1.21%
13 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 1.08%
14 VERIZON COMMUNICATIONS INC 56,689 2,833 1.04%
15 PFIZER INC 90,402 2,674 0.98%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 JNL/GS Core Plus Bond 100,535 2,585 0.95%
18 JNL/PPM America Fl Rate Income 235,316 2,550 0.94%
19 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.76%
20 MERCK & CO INC 34,264 2,031 0.74%
21 ISHARES TR 52,678 1,985 0.73%
22 John Hancock Funds II Global Absolute A 172,589 1,971 0.72%
23 JNL/WMC Balanced Fund 51,390 1,954 0.72%
24 SPDR S&P 500 ETF TR 28,970 1,924 0.71%
25 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.66%
26 JPMORGAN CHASE & CO 29,580 1,782 0.65%
27 ISHARES TR 15,757 1,774 0.65%
28 CONOCOPHILLIPS 22,367 1,712 0.63%
29 JNL/PPM America High Yld Bond 83,549 1,697 0.62%
30 JNL/Neuberger Strat Income 156,620 1,656 0.61%
31 PHILIP MORRIS INTL INC 19,728 1,645 0.60%
32 SSGA ACTIVE ETF TR 33,256 1,634 0.60%
33 VANGUARD WORLD FDS 18,566 1,621 0.59%
34 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.57%
35 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.57%
36 ISHARES TR 30,365 1,552 0.57%
37 ISHARES TR 13,897 1,520 0.56%
38 Hotchkis & Wiley Capital Income A 117,293 1,517 0.56%
39 LILLY ELI & CO 22,939 1,487 0.55%
40 CISCO SYS INC 58,977 1,484 0.54%
41 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.54%
42 BANK AMERICA CORP 86,047 1,432 0.53%
43 JNL/S&P Intrinsic Val 67,588 1,417 0.52%
44 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.51%
45 PIMCO INCOME STRATEGY FUND II COM 130,472 1,374 0.50%
46 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.49%
47 SPDR SER TR 17,172 1,287 0.47%
48 Welltower Inc. 20,127 1,255 0.46%
49 ISHARES TR 24,192 1,247 0.46%
50 WELLS FARGO & CO NEW 24,022 1,246 0.46%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
151 JNL/PPM AMERICA FL RATE INCOME 63,642 690 0.18%
152 FIRST TR MID CAP CORE ALPHAD 13,710 688 0.18%
153 ABBVIE INC 11,868 685 0.18%
154 POWERSHARES ETF TRUST 27,560 681 0.18%
155 VANGUARD SPECIALIZED FUNDS 8,739 673 0.18%
156 FIDELITY ADVISOR SER 67,674 665 0.17%
157 ISHARES TR 6,780 664 0.17%
158 MONSANTO CO NEW 5,890 663 0.17%
159 GILEAD SCIENCES INC 5,824 662 0.17%
160 FIRST EAGLE GLOBAL CLASS I 11,914 661 0.17%
161 JNL/S&P Intrinsic Value 31,351 656 0.17%
162 PEPSICO INC 7,045 656 0.17%
163 KRAFT HEINZ CO COM 11,580 653 0.17%
164 Oppenheimer Rochester Fund Municipals A 42,136 646 0.17%
165 FREEPORT-MCMORAN INC 18,183 643 0.17%
166 ISHARES NASDAQ BIOTECHNOLOGY ETF 893 641 0.17%
167 MCDONALDS CORP 6,701 635 0.17%
168 REVENUESHARES ETF TR SMALL CAP 12,180 632 0.16%
169 FIFTH STREET FINANCE CORP 67,576 620 0.16%
170 ISHARES TR 6,069 611 0.16%
171 COMCAST CORP NEW 11,280 607 0.16%
172 AMERICAN EXPRESS CO 6,883 603 0.16%
173 VANGUARD BD INDEX FDS 7,511 602 0.16%
174 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.16%
175 Ivy Fds Asset Strategy Fd Cl A 19,538 596 0.16%
176 CME GROUP INC 7,423 594 0.15%
177 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.15%
178 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.15%
179 STARBUCKS CORP 7,699 581 0.15%
180 PROSHARES TR 7,503 568 0.15%
181 Astrazeneca Plc ADR F 7,892 563 0.15%
182 ISHARES TR 5,534 560 0.15%
183 VENTAS INC 9,023 559 0.15%
184 EXPRESS SCRIPTS HLDG CO 7,905 558 0.15%
185 Bank of New York Mellon Corp 14,413 558 0.15%
186 HONEYWELL INTL INC 5,953 554 0.14%
187 SELECT SECTOR SPDR TR 13,098 551 0.14%
188 TYCO INTL LTD. 12,330 550 0.14%
189 FIDELITY STOCK SELECTOR FUND 14,311 546 0.14%
190 REALTY INCOME CORP 13,372 545 0.14%
191 SCHLUMBERGER LTD 5,337 543 0.14%
192 PARKER HANNIFIN CORP 1,701 536 0.14%
193 UNILEVER N V 13,497 535 0.14%
194 RYDEX ETF TRUST 6,565 535 0.14%
195 New York REIT Inc 51,974 534 0.14%
196 EATON VANCE TAX MANAGED GLOB 43,753 532 0.14%
197 BLACKSTONE GROUP L P 15,812 528 0.14%
198 BIOGEN INC 1,589 526 0.14%
199 ISHARES TR 4,370 522 0.14%
200 Franklin Income Adv 211,244 520 0.14%
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