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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 68 Institutional holders with a total value of $512,375,229.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,038,754 102,366,000 19.98%
2 WELLS FARGO & COMPANY/MN 1,471,726 73,896,000 14.42%
3 UBS AG 1,213,790 60,944,000 11.89%
4 CHURCHILL MANAGEMENT Corp 713,012 35,800,000 6.99%
5 LPL Financial LLC 614,965 30,388,000 5.93%
6 Dorsey Wright & Associates 604,480 30,384,000 5.93%
7 RAYMOND JAMES & ASSOCIATES 474,262 23,813,000 4.65%
8 BANK OF AMERICA CORP /DE/ 456,106 22,901,000 4.47%
9 Arrow Investment Advisors, LLC 423,950 21,320,000 4.16%
10 ROYAL BANK OF CANADA 285,681 14,344,000 2.80%
11 Astor Investment Management LLC 270,161 13,565,000 2.65%
12 Janney Montgomery Scott LLC 258,912 12,999,988 2.54%
13 BB&T SECURITIES, LLC 15,260 7,662,000 1.50%
14 Argentus Capital Management, LLC 149,656 7,514,000 1.47%
15 Robert W. Baird & Co. Inc 146,427 7,352,000 1.43% SH
16 HL FINANCIAL SERVICES LLC 93,392 4,689,000 0.92%
17 STIFEL FINANCIAL CORP 79,565 3,995,000 0.78%
18 AMERIPRISE FINANCIAL INC 69,902 3,498,000 0.68%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,417 2,988,000 0.58%
20 Cetera Advisors LLC 54,140 2,723,000 0.53%
21 Commonwealth Equity Services, Inc 46,751 2,347,000 0.46%
22 First Allied Advisory Services, Inc. 38,684 1,950,000 0.38%
23 AMERICAN INTERNATIONAL GROUP, INC. 38,080 1,911,998 0.37%
24 Legacy Private Trust Co. 37,437 1,880,000 0.37%
25 D.A. DAVIDSON & CO. 37,155 1,865,000 0.36%
26 JPMORGAN CHASE & CO 35,641 1,790,000 0.35%
27 OPPENHEIMER & CO INC 28,167 1,414,000 0.28%
28 DEUTSCHE BANK AG\ 28,063 1,409,000 0.27%
29 Cambridge Investment Research Advisors, Inc. 25,220 1,266,000 0.25%
30 Private Advisor Group, LLC 20,227 1,016,000 0.20%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 19,111 960,000 0.19%
32 SG Americas Securities, LLC 18,792 944,000 0.18%
33 Placemark Investments, Inc. 17,859 897,000 0.18%
34 FIRST TRUST ADVISORS LP 17,576 882,000 0.17%
35 CAHILL FINANCIAL ADVISORS INC 17,179 863,000 0.17%
36 B. Riley Wealth Advisors, Inc. 13,710 688,000 0.13%
37 Virtu Financial LLC 12,580 633,000 0.12%
38 INVESTMENT CENTERS OF AMERICA INC 11,264 565,000 0.11%
39 Raymond James Financial Services Advisors, Inc. 10,448 525,000 0.10%
40 GOLDMAN SACHS GROUP INC 9,764 490,000 0.10%
41 PARK NATIONAL CORP /OH/ 9,570 480,510 0.09%
42 NATIONAL PLANNING CORP 9,426 470,000 0.09%
43 RAYMOND JAMES TRUST N.A. 9,180 461,000 0.09%
44 NEW ENGLAND SECURITIES CORP /MA/ 8,788 441,000 0.09%
45 USCA RIA LLC 8,215 412,000 0.08%
46 COMERICA SECURITIES INC 8,172 410,000 0.08%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,866 295,000 0.06%
48 ENVESTNET ASSET MANAGEMENT INC 5,760 289,000 0.06%
49 MARINER INDEPENDENT ADVISOR NETWORK, LLC 5,727 287,553 0.06%
50 VSR Financial Services, Inc. 5,417 272,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.