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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PHILLIPS 66 9,709 789 0.29%
102 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.28%
103 VANGUARD INDEX FDS 6,966 771 0.28%
104 SELECT SECTOR SPDR TR 11,915 762 0.28%
105 NQ MOBILE INC 106,170 740 0.27%
106 Kinder Morgan Inc. 7,547 732 0.27%
107 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.26%
108 MEDICAL PPTYS TRUST INC 58,191 713 0.26%
109 CBRE CLARION GLOBAL REAL EST 84,450 708 0.26%
110 ISHARES TR 2,559 701 0.26%
111 JNL/GS CORE PLUS BOND 27,566 696 0.26%
112 JNL/PPM AMERICA FL RATE INCOME 63,642 690 0.25%
113 ABBVIE INC 11,868 685 0.25%
114 POWERSHARES ETF TRUST 27,560 681 0.25%
115 ISHARES TR 6,780 664 0.24%
116 MONSANTO CO NEW 5,890 663 0.24%
117 JNL/S&P Intrinsic Value 31,351 656 0.24%
118 PEPSICO INC 7,045 656 0.24%
119 KRAFT HEINZ CO COM 11,580 653 0.24%
120 MCDONALDS CORP 6,701 635 0.23%
121 ISHARES TR 6,069 611 0.22%
122 COMCAST CORP NEW 11,280 607 0.22%
123 AMERICAN EXPRESS CO 6,883 603 0.22%
124 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.22%
125 Ivy Fds Asset Strategy Fd Cl A 19,538 596 0.22%
126 CME GROUP INC 7,423 594 0.22%
127 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
128 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
129 PROSHARES TR 7,503 568 0.21%
130 Astrazeneca Plc ADR F 7,892 563 0.21%
131 ISHARES TR 5,534 560 0.21%
132 VENTAS INC 9,023 559 0.20%
133 Bank of New York Mellon Corp 14,413 558 0.20%
134 SELECT SECTOR SPDR TR 13,098 551 0.20%
135 TYCO INTL LTD. 12,330 550 0.20%
136 PARKER HANNIFIN CORP 1,701 536 0.20%
137 RYDEX ETF TRUST 6,565 535 0.20%
138 New York REIT Inc 51,974 534 0.20%
139 BLACKSTONE GROUP L P 15,812 528 0.19%
140 BIOGEN INC 1,589 526 0.19%
141 ISHARES TR 4,370 522 0.19%
142 T ROWE PRICE CAPITAL APP 19,059 519 0.19%
143 LULULEMON ATHLETICA INC 14,700 516 0.19%
144 PLAINS ALL AMERN PIPELINE L 8,710 513 0.19%
145 KODIAK OIL & GAS CORP 37,200 505 0.19%
146 PROSHARES TR 4,280 504 0.18%
147 VANGUARD INDEX FDS 4,946 501 0.18%
148 SPDR SERIES TRUST 4,720 500 0.18%
149 RYDEX ETF TRUST 6,901 495 0.18%
150 RYDEX ETF TRUST 6,403 485 0.18%
Page 3 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 ALPS ETF TR 48,771 935 0.24%
102 JNL/NEUBERGER STRAT INCOME 87,407 930 0.24%
103 PERKINELMER INC 21,268 927 0.24%
104 JNL/MCM Nasdaq 25 45,459 925 0.24%
105 SPDR SER TR 8,140 918 0.24%
106 GLAXOSMITHKLINE PLC 19,917 916 0.24%
107 ISHARES TR 7,522 905 0.24%
108 POWERSHARES ETF TR II 25,735 900 0.23%
109 ISHARES TR 8,603 897 0.23%
110 CITIGROUPINC 17,289 895 0.23%
111 ISHARES TR 7,887 886 0.23%
112 AMAZON COM INC 2,746 885 0.23%
113 IVY HIGH INCOME FUND 104,109 885 0.23%
114 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
115 SELECT SECTOR SPDR TR 21,556 860 0.22%
116 Fidelity Select Biotechnology Portfolio 3,978 859 0.22%
117 ISHARES TR 13,450 846 0.22%
118 HCP INC 21,243 844 0.22%
119 APPLE COMPUTER INC 8,371 843 0.22%
120 NEXTERA ENERGY INC 8,963 841 0.22%
121 ISHARES TR 11,855 830 0.22%
122 WISDOMTREE TR 13,979 829 0.22%
123 JNL/PPM America High Yield Bond Fund 42,097 827 0.22%
124 POWERSHARES QQQ TRUST 8,342 824 0.21%
125 RYDEX ETF TRUST 10,855 820 0.21%
126 SPDR GOLD TR 7,409 814 0.21%
127 POWERSHARES ETF TR II 14,740 812 0.21%
128 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.21%
129 FIREEYE INC 26,320 804 0.21%
130 FORD MTR CO DEL 53,888 797 0.21%
131 VANGUARD INDEX FDS 7,938 791 0.21%
132 PHILLIPS 66 9,709 789 0.21%
133 CELGENE CORP 8,196 777 0.20%
134 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.20%
135 VANGUARD INDEX FDS 6,966 771 0.20%
136 ISHARES TR 6,510 770 0.20%
137 UNITED TECHNOLOGIES CORP 7,276 768 0.20%
138 SELECT SECTOR SPDR TR 11,915 762 0.20%
139 LUMEN TECHNOLOGIES INC 18,599 761 0.20%
140 GAMCO GLOBAL GOLD NAT RES & 81,405 753 0.20%
141 DISNEY WALT CO 13,044 745 0.19%
142 NQ MOBILE INC 106,170 740 0.19%
143 Kinder Morgan Inc. 7,547 732 0.19%
144 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.19%
145 Fidelity Strategic Income Fund 65,054 714 0.19%
146 MEDICAL PPTYS TRUST INC 58,191 713 0.19%
147 CBRE CLARION GLOBAL REAL EST 84,450 708 0.18%
148 FIDELITY SELECT PORTFOLIOS CHE 4,526 702 0.18%
149 ISHARES TR 2,559 701 0.18%
150 JNL/GS CORE PLUS BOND 27,566 696 0.18%
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