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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.09%
302 MEDLEY CAP CORPORATION 21,233 251 0.09%
303 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.09%
304 ISHARES SILVER TR 64,619 249 0.09%
305 PROSHARES TR 1,964 247 0.09%
306 MARKWEST ENERGY PARTNERS LP 3,222 247 0.09%
307 DEUTSCHE GLOBAL INFRASTRUCTURE A 15,974 246 0.09%
308 PROSHARES TR MSCI EMRG 3,305 245 0.09%
309 TARGA RES CORP 1,800 245 0.09%
310 LORILLARD 4,087 245 0.09%
311 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
312 DEPHEID 5,500 242 0.09%
313 Blackrock Intl Growth Tr 31,985 241 0.09%
314 MCKESSON CORP 1,219 237 0.09%
315 ISHARES TR 1,605 237 0.09%
316 CEF Cohen & Steers Ml 11,200 237 0.09%
317 WESTERN DIGITAL CORP 2,430 236 0.09%
318 PIONEER NAT RES CO 1,193 235 0.09%
319 Mutual Global Discovery Securities Fund 16,883 234 0.09%
320 VANGUARD WORLD FD 1,990 233 0.09%
321 PIMCO STRATEGIC INCOME FD 23,221 229 0.08%
322 VIRNETX HLDG CORP 37,950 228 0.08%
323 WISDOMTREE TR 4,939 228 0.08%
324 KIMBERLY CLARK CORP 2,092 225 0.08%
325 ISHARES TR 2,444 224 0.08%
326 VANGUARD INTL EQUITY INDEX F 5,383 224 0.08%
327 CRH PLC 9,745 223 0.08%
328 VANGUARD WHITEHALL FDS 3,317 220 0.08%
329 KROGER CO 4,218 219 0.08%
330 Ubs Ag Shs New 12,538 218 0.08%
331 BOARDWALK PIPELINE PARTNERS 11,680 218 0.08%
332 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
333 WYNDHAM WORLDWIDE CORP 2,688 218 0.08%
334 VANGUARD INTL EQUITY INDEX F 3,884 214 0.08%
335 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.08%
336 BUFFALO WILD WINGS INC 1,585 213 0.08%
337 TEEKAY LNG PARTNERS L P 4,894 213 0.08%
338 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.08%
339 3M CO 1,479 210 0.08%
340 SPDR SER TR S&P 600 SML CAP 2,131 209 0.08%
341 INVESCO V.I. CORE EQUITY FUND 14,312 208 0.08%
342 AMR New World HLS 19,728 204 0.07%
343 AMR International HLS 20,425 204 0.07%
344 PENNEY J C 20,330 204 0.07%
345 TOTAL S A 3,150 203 0.07%
346 KELLOGG CO 3,296 203 0.07%
347 PEABODY ENERGY CORP 16,257 201 0.07%
348 VANGUARD HIGH YIELD TAX EXEMPT ADMIRAL SHARES 17,943 201 0.07%
349 TRAVELERS COMPANIES INC 2,144 201 0.07%
350 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 13,392 199 0.07%
Page 7 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
601 KRATOS DEFENSE & SECURITY SOLU COM 10,738 70 0.02%
602 BLACKROCK DEBT STRAT FD INC COM 17,833 68 0.02%
603 IVY MUNICIPAL HIGH INC-I 11,617 61 0.02%
604 KBS REAL ESTATE 10,000 61 0.02%
605 MANAGED HIGH YIELD PLUS FUND INC 30,142 60 0.02%
606 NOVAVAX INC COM 14,500 60 0.02%
607 TOWERSTREAM CORP 40,160 59 0.02%
608 Neo Performance Materials 48,050 57 0.01%
609 RESOURCE CAP CORP 11,346 55 0.01%
610 New York N Y City Hsg Dev Corp 50,000 51 0.01%
611 ZYNGA INC 17,767 48 0.01%
612 ARENA PHARMACEUTICALS INC 10,600 44 0.01%
613 DENISON MINES CORP 36,000 41 0.01%
614 New York N Y 35,000 38 0.01%
615 UNILIFE CORP 16,500 38 0.01%
616 Mad Catz Interactive 90,000 35 0.01%
617 Amerenenergy Generating Co 35,000 33 0.01%
618 New York St Energy Resh & Dev Ref Rev B 30,000 30 0.01%
619 NOVAGOLD RES INC 10,000 30 0.01%
620 HECLA MNG CO 11,607 29 0.01%
621 Aegon Funding Corp 25,000 29 0.01%
622 Invesco V.I. Government Securities Fund 20,964 28 0.01%
623 New York N Y City Transitional 25,000 27 0.01%
624 Morgan Stanley D W Disc Srmtns 25,000 26 0.01%
625 United States Treas Nts TIPS 01.875%15 TIPS 01.875%15 20,000 25 0.01%
626 Morgan Stanley D W Disc Srmtns 23,000 23 0.01%
627 Goldman Sachs Grp Inc Mtn Be 20,000 22 0.01%
628 ZBB ENERGY CORPORATION 40,000 22 0.01%
629 United States Treas Bds 6.125%11/15/2027 15,000 21 0.01%
630 RENN FD INC 13,853 21 0.01%
631 AMARIN CORP PLC 18,150 20 0.01%
632 Dendreon Corp 13,215 19 0.00%
633 General Electric Capital Corp 15,000 17 0.00%
634 New York N Y 15,000 17 0.00%
635 Winter Garden Fla Sales Tax Re 15,000 16 0.00%
636 New York N Y City Mun Wtr Fin Rev Bds 15,000 16 0.00%
637 Oyster Bay N Y 15,000 16 0.00%
638 New York N Y City Transitional 15,000 16 0.00%
639 New York N Y Go Bds 15,000 16 0.00%
640 HP INC. 4.0522 15,000 16 0.00%
641 Gnma Pass-Thru X Single Family 93,000 15 0.00%
642 Miami Dade Cnty Fla Solid Wast Solid Was 15,000 15 0.00%
643 Bank Of America Corp 15,000 15 0.00%
644 Illinois St Go Bds 15,000 15 0.00%
645 Birmingham Ala Wtrwks Brd Wtr 13,000 15 0.00%
646 Block Finl Corp 15,000 15 0.00%
647 PROVECTUS 14,000 14 0.00%
648 GENWORTH FINL INC 12,000 14 0.00%
649 Orlando & Orange Cnty Expwy Au 12,500 13 0.00%
650 RELIV INTL INC COM NEW 10,562 13 0.00%
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