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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Lord Abbett Shrt Dur Inc Fd 239,464 1,080 0.40%
2 * ATMEL CORP COM 19,000 129 0.05%
3 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
4 3M CO 1,479 210 0.08%
5 ABBVIE INC 11,868 685 0.25%
6 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
7 ACTAVIS PLC 1,773 428 0.16%
8 AFLAC Inc 4,594 267 0.10%
9 AG MTG INVT TR INC 24,345 433 0.16%
10 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
11 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
12 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
13 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
14 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
15 ALPS ETF TR 48,771 935 0.34%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 AMARIN CORP PLC 18,150 20 0.01%
18 AMAZON COM INC 2,746 885 0.32%
19 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
20 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
21 AMERICAN APPAREL INC 12,500 10 0.00%
22 AMERICAN ELECTRIC POWER 6,862 358 0.13%
23 AMERICAN EXPRESS CO 6,883 603 0.22%
24 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
25 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
26 AMGEN INC 16,500 38 0.01%
27 AMR Asset Allocation 11,448 197 0.07%
28 AMR Global Small Capitalization HLS 10,724 119 0.04%
29 AMR International HLS 20,425 204 0.07%
30 AMR New World HLS 19,728 204 0.07%
31 ANADARKO PETROLE 2,622 266 0.10%
32 ANNALY CAP MGMT INC 15,089 161 0.06%
33 ANNALY CAP MGMT INC 35,719 381 0.14%
34 API EFF FRNT INCM I 13,904 167 0.06%
35 APPLE COMPUTER INC 8,371 843 0.31%
36 APPLE COMPUTER INC 102,550 10,016 3.67%
37 ARENA PHARMACEUTICALS INC 10,600 44 0.02%
38 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
39 AT&T INC 120,552 4,284 1.57%
40 ATLATSA RES CORP 10,651 3 0.00%
41 Abbott Labs Common 8,220 342 0.13%
42 Aberdeen Asia-Pacific Income 21,567 127 0.05%
43 Aegon Funding Corp 25,000 29 0.01%
44 Alcoa Inc 22,431 361 0.13%
45 Alliance Data Systems 1,236 307 0.11%
46 Allianzgi Conv & Income Fund I 46,435 424 0.16%
47 Allstate Corp 5,953 365 0.13%
48 Amerenenergy Generating Co 35,000 33 0.01%
49 American International Group Inc 5,487 296 0.11%
50 American Water Works, Inc. 9,245 446 0.16%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
351 WHOLE FOODS MKT INC 7,122 310 0.08%
352 TESLA INC 528 310 0.08%
353 SCHWAB U.S. SMALL-CAP ETF 6,040 310 0.08%
354 UBS AG LONDON BRH 12,750 308 0.08%
355 Alliance Data Systems 1,236 307 0.08%
356 Auto Data Processing 3,700 307 0.08%
357 DISCOVER FINL SVCS 4,769 307 0.08%
358 ISHARES TR 2,346 306 0.08%
359 Oakmark Fund 4,442 304 0.08%
360 BLACKROCK MUNI NJ FUND INC COM 20,900 303 0.08%
361 MASTERCARD INCORPORATED 10,735 303 0.08%
362 WELLS FARGO CO NEW 250 301 0.08%
363 Invesco Tax-Free Intermediate Y 25,854 300 0.08%
364 BLACKROCK MUNIHLDGS NY QLTY 22,263 297 0.08%
365 FIRST TR EXCHANGE TRADED FD 9,353 297 0.08%
366 American International Group Inc 5,487 296 0.08%
367 COLUMBIA PPTY TR INC 12,388 296 0.08%
368 HANESBRANDS INC 2,742 295 0.08%
369 REYNOLDS AMERICAN INC 4,991 294 0.08%
370 MANHATTAN ASSOCS INC 8,774 293 0.08%
371 ISHARES TR 3,471 293 0.08%
372 GROWTH FD AMER INC 6,390 292 0.08%
373 TRANSOCEAN LTD 9,097 291 0.08%
374 JNL/Goldman Sachs Core Plus Bond Fund 12,718 290 0.08%
375 SOUTHERN CO 6,652 290 0.08%
376 BERKSHIRE HATHAWAY INC DE CL B NEW 2,095 289 0.08%
377 YAHOO INC 7,210 288 0.07%
378 MONDELEZ INTL INC 8,381 287 0.07%
379 JNL/PPM America Fl Rate Income 27,067 287 0.07%
380 ISHARES TR 3,160 285 0.07%
381 Third Ave Tr Real Estate Fd 9,144 284 0.07%
382 Market Vectors Gold 13,225 282 0.07%
383 ISHARES TR 3,069 282 0.07%
384 EASTMAN CHEM CO 3,460 280 0.07%
385 MAGNA INTL INC 2,941 279 0.07%
386 ISHARES TR 1,764 279 0.07%
387 PRUDENTIAL GLOBAL REAL EST-A 11,965 278 0.07%
388 UNILEVER PLC 6,609 277 0.07%
389 POWERSHARES ETF TRUST 4,745 275 0.07%
390 ISHARES TR 2,744 275 0.07%
391 BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L 24,007 272 0.07%
392 BROCADE COMMUNICATIONS SYS I 25,009 272 0.07%
393 TOYOTA MOTOR CORP 2,313 272 0.07%
394 Fidelity Select Consumer Staples Port 2,884 272 0.07%
395 ROYAL BK CDA MONTREAL QUE 3,808 272 0.07%
396 POWERSHARES ETF TRUST II 8,770 270 0.07%
397 iShares 22,700 268 0.07%
398 CRITEO S A SPONS ADS 7,950 268 0.07%
399 AFLAC Inc 4,594 267 0.07%
400 SKYWORKS SOLUTIONS INC 4,600 267 0.07%
Page 8 of 14