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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $85,880,974.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,034,257 32,838,000 38.24%
2 UBS AG 382,778 12,153,000 14.15%
3 WELLS FARGO & COMPANY/MN 375,301 11,916,000 13.88%
4 BANK OF AMERICA CORP /DE/ 340,334 10,806,000 12.58%
5 ROYAL BANK OF CANADA 93,299 2,962,000 3.45%
6 LPL Financial LLC 54,968 1,717,000 2.00%
7 M&T BANK CORP 47,254 1,500,000 1.75%
8 Janney Montgomery Scott LLC 43,147 1,369,917 1.60%
9 JPMORGAN CHASE & CO 38,838 1,233,000 1.44%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,062 859,000 1.00%
11 GOLDMAN SACHS GROUP INC 25,237 801,000 0.93%
12 AMERIPRISE FINANCIAL INC 25,125 798,000 0.93%
13 BECK CAPITAL MANAGEMENT, LLC 23,140 717,000 0.83%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,400 616,000 0.72% Put
15 Confluence Wealth Management LLC 18,632 592,000 0.69%
16 Commonwealth Equity Services, Inc 18,440 585,000 0.68%
17 OPPENHEIMER & CO INC 18,081 574,000 0.67%
18 RAYMOND JAMES & ASSOCIATES 15,828 503,000 0.59%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,337 455,000 0.53%
20 JANE STREET GROUP, LLC 9,785 311,000 0.36%
21 First Allied Advisory Services, Inc. 9,472 303,000 0.35%
22 SUNTRUST BANKS INC 9,570 303,000 0.35%
23 B. Riley Wealth Advisors, Inc. 9,353 297,000 0.35%
24 DEUTSCHE BANK AG\ 9,238 292,000 0.34%
25 STIFEL FINANCIAL CORP 8,743 278,000 0.32%
26 MURPHY CAPITAL MANAGEMENT INC 7,780 247,000 0.29%
27 Cetera Advisor Networks LLC 6,898 219,000 0.26%
28 HL FINANCIAL SERVICES LLC 6,882 219,000 0.26%
29 ENVESTNET ASSET MANAGEMENT INC 3,338 106,000 0.12%
30 CITIGROUP INC 1,846 58,000 0.07%
31 NEXT Financial Group, Inc 1,664 53,000 0.06%
32 Winslow, Evans & Crocker, Inc. 1,300 41,276 0.05%
33 Financial Architects, Inc 1,100 35,000 0.04%
34 US BANCORP \DE\ 705 23,000 0.03%
35 GLENMEDE TRUST CO NA 700 22,000 0.03%
36 AMERICAN INTERNATIONAL GROUP, INC. 560 17,781 0.02%
37 WFG Advisors, LP 500 16,000 0.02%
38 MUFG Americas Holdings Corp 400 13,000 0.02%
39 Ground Swell Capital, LLC 379 12,000 0.01%
40 Institute for Wealth Management, LLC. 234 8,000 0.01%
41 Tortoise Investment Management, LLC 198 6,000 0.01%
42 MSI Financial Services Inc 100 3,000 0.00%
43 Creative Planning 100 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.