| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 287,231 | 4,173,000 | 35.88% | ||
| 2 | MORGAN STANLEY | 101,402 | 1,472,000 | 12.65% | ||
| 3 | UBS AG | 75,224 | 1,092,000 | 9.39% | ||
| 4 | Advisors Asset Management, Inc. | 56,602 | 822,000 | 7.07% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 55,317 | 803,000 | 6.90% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 27,923 | 405,000 | 3.48% | ||
| 7 | DOLIVER ADVISORS, LP | 25,362 | 368,000 | 3.16% | ||
| 8 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,455 | 355,000 | 3.05% | ||
| 9 | AQR CAPITAL MANAGEMENT LLC | 22,997 | 334,000 | 2.87% | ||
| 10 | PEAPACK GLADSTONE FINANCIAL CORP | 22,290 | 323,651 | 2.78% | ||
| 11 | B. Riley Wealth Advisors, Inc. | 20,900 | 303,000 | 2.60% | ||
| 12 | LPL Financial LLC | 19,372 | 282,000 | 2.42% | ||
| 13 | CHOREO, LLC | 19,247 | 281,000 | 2.42% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 13,996 | 203,000 | 1.75% | ||
| 15 | Highlander Capital Management, LLC | 11,650 | 169,158 | 1.45% | ||
| 16 | WFG Advisors, LP | 3,760 | 55,000 | 0.47% | ||
| 17 | FIFTH THIRD BANCORP | 3,450 | 50,000 | 0.43% | ||
| 18 | FIRST MANHATTAN CO. LLC. | 2,770 | 40,000 | 0.34% | ||
| 19 | ROYAL BANK OF CANADA | 2,613 | 38,000 | 0.33% | ||
| 20 | WELLS FARGO & COMPANY/MN | 1,846 | 27,000 | 0.23% | ||
| 21 | NEXT Financial Group, Inc | 900 | 13,000 | 0.11% | ||
| 22 | CITIGROUP INC | 820 | 12,000 | 0.10% | ||
| 23 | Financial Architects, Inc | 775 | 11,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
