| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 544,098 | 7,264,000 | 33.76% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 298,843 | 3,989,000 | 18.54% | ||
| 3 | WELLS FARGO & COMPANY/MN | 127,016 | 1,696,000 | 7.88% | ||
| 4 | ROYAL BANK OF CANADA | 111,034 | 1,482,000 | 6.89% | ||
| 5 | Invesco Ltd. | 91,126 | 1,217,000 | 5.66% | ||
| 6 | GOLDMAN SACHS GROUP INC | 59,681 | 797,000 | 3.70% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 59,312 | 792,000 | 3.68% | ||
| 8 | UBS AG | 45,335 | 605,000 | 2.81% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 31,763 | 424,000 | 1.97% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 30,307 | 404,000 | 1.88% | ||
| 11 | DOLIVER ADVISORS, LP | 29,866 | 399,000 | 1.85% | ||
| 12 | B. Riley Wealth Advisors, Inc. | 22,263 | 297,000 | 1.38% | ||
| 13 | AMERIPRISE FINANCIAL INC | 21,041 | 281,000 | 1.31% | ||
| 14 | Horizon Kinetics LLC | 16,390 | 219,000 | 1.02% | ||
| 15 | LPL Financial LLC | 14,565 | 196,000 | 0.91% | ||
| 16 | CREDIT SUISSE AG/ | 14,000 | 187,000 | 0.87% | ||
| 17 | SIT INVESTMENT ASSOCIATES INC | 13,500 | 180,000 | 0.84% | ||
| 18 | SHUFRO ROSE & CO LLC | 13,300 | 177,000 | 0.82% | ||
| 19 | Private Advisor Group, LLC | 12,700 | 170,000 | 0.79% | ||
| 20 | DEUTSCHE BANK AG\ | 11,386 | 151,000 | 0.70% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 10,470 | 140,000 | 0.65% | ||
| 22 | USCA RIA LLC | 10,000 | 134,000 | 0.62% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 80,100 | 0.37% | ||
| 24 | CITIGROUP INC | 4,097 | 55,000 | 0.26% | ||
| 25 | Lehman Financial Resources, Inc. | 3,904 | 52,000 | 0.24% | ||
| 26 | COMMUNITY FINANCIAL SYSTEM, INC. | 3,835 | 51,000 | 0.24% | ||
| 27 | BESSEMER GROUP INC | 2,000 | 27,000 | 0.13% | ||
| 28 | Evercore Wealth Management, LLC | 1,650 | 22,000 | 0.10% | ||
| 29 | FIRST MANHATTAN CO. LLC. | 1,350 | 18,000 | 0.08% | ||
| 30 | Tortoise Investment Management, LLC | 709 | 9,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
