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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 3.67%
2 PROCTER AND GAMBLE CO 65,914 5,520 2.02%
3 AT&T INC 120,552 4,284 1.57%
4 JNL/WMC Balanced 103,413 4,088 1.50%
5 JOHNSON & JOHNSON 37,560 4,003 1.47%
6 ISHARES TR 28,743 3,930 1.44%
7 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 1.38%
8 MANNKIND CORP. 619,440 3,661 1.34%
9 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 1.27%
10 JNL/Neuberger Strat Income 324,067 3,443 1.26%
11 Oppenheimer Sr Float Rate-A 413,644 3,425 1.26%
12 MICROSOFT CORP 69,705 3,311 1.21%
13 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 1.08%
14 VERIZON COMMUNICATIONS INC 56,689 2,833 1.04%
15 PFIZER INC 90,402 2,674 0.98%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 JNL/GS Core Plus Bond 100,535 2,585 0.95%
18 JNL/PPM America Fl Rate Income 235,316 2,550 0.94%
19 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.76%
20 MERCK & CO INC 34,264 2,031 0.74%
21 ISHARES TR 52,678 1,985 0.73%
22 John Hancock Funds II Global Absolute A 172,589 1,971 0.72%
23 JNL/WMC Balanced Fund 51,390 1,954 0.72%
24 SPDR S&P 500 ETF TR 28,970 1,924 0.71%
25 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.66%
26 JPMORGAN CHASE & CO 29,580 1,782 0.65%
27 ISHARES TR 15,757 1,774 0.65%
28 CONOCOPHILLIPS 22,367 1,712 0.63%
29 JNL/PPM America High Yld Bond 83,549 1,697 0.62%
30 JNL/Neuberger Strat Income 156,620 1,656 0.61%
31 PHILIP MORRIS INTL INC 19,728 1,645 0.60%
32 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 33,256 1,634 0.60%
33 VANGUARD WORLD FDS 18,566 1,621 0.59%
34 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.57%
35 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.57%
36 ISHARES TR 30,365 1,552 0.57%
37 ISHARES TR 13,897 1,520 0.56%
38 Hotchkis & Wiley Capital Income A 117,293 1,517 0.56%
39 LILLY ELI & CO 22,939 1,487 0.55%
40 CISCO SYS INC 58,977 1,484 0.54%
41 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.54%
42 BANK AMERICA CORP 86,047 1,432 0.53%
43 JNL/S&P Intrinsic Val 67,588 1,417 0.52%
44 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.51%
45 PIMCO INCOME STRATEGY FD II 130,472 1,374 0.50%
46 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.49%
47 SPDR SER TR 17,172 1,287 0.47%
48 WELLTOWER INC. 20,127 1,255 0.46%
49 ISHARES TR 24,192 1,247 0.46%
50 WELLS FARGO CO NEW 24,022 1,246 0.46%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
251 DELTA AIRLINES INC DEL 11,535 417 0.11%
252 SELECT SECTOR SPDR TR 7,809 415 0.11%
253 Ivy Fds Science Tech Fd Cl A 7,733 414 0.11%
254 EATON VANCE TAX-MANAGED GLOBAL COM 41,320 414 0.11%
255 QUALCOMM INC 5,525 413 0.11%
256 CORNING INC 21,265 411 0.11%
257 STATE STR CORP 5,552 408 0.11%
258 GUGGENHEIM 1:1 EXC 4/9/18 739371839 4,190 408 0.11%
259 POWERSHARES ETF TRUST 7,330 405 0.11%
260 Rcs Capital Corp 17,944 404 0.11%
261 ISHARES TR 4,403 403 0.10%
262 WAL-MART STORES INC 5,262 402 0.10%
263 UNITEDHEALTH GROUP INC 4,599 397 0.10%
264 PALO ALTO NETWORKS INC 4,020 394 0.10%
265 MARKET VECTORS ETF TR 6,110 394 0.10%
266 HARTFORD FINL SVCS GROUP INC 10,492 391 0.10%
267 HINES GLOBAL REIT INC COM 37,602 391 0.10%
268 DOMINION ENERGY INC 5,649 390 0.10%
269 ISHARES TR 2,579 390 0.10%
270 Ivy Fds High Income Cl A 45,914 390 0.10%
271 MASCO CORP 16,178 387 0.10%
272 FAIRHOLME FUND 9,623 387 0.10%
273 JNL/NEUBERGER STRAT INCOME 36,839 387 0.10%
274 ISHARES TR 3,338 384 0.10%
275 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 65,797 384 0.10%
276 WILLIAMS COS INC DEL 6,931 384 0.10%
277 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.10%
278 ANNALY CAP MGMT INC 35,719 381 0.10%
279 ORACLE CORP 9,952 381 0.10%
280 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
281 ISHARES TR 4,439 375 0.10%
282 CANADIAN PAC RY LTD 1,802 374 0.10%
283 DIREXION DAILY GOLD MINERS BUL 15,900 373 0.10%
284 VANGUARD INDEX FDS 3,080 371 0.10%
285 TRINITY INDS INC 7,936 371 0.10%
286 OXFORD LANE CAP CORP 23,978 368 0.10%
287 Archer-Daniels-Midland 7,191 367 0.10%
288 Allstate Corp 5,953 365 0.09%
289 HCA HEALTHCARE INC 5,147 363 0.09%
290 DANAHER CORP DEL 4,771 363 0.09%
291 SAREPTA THERAPEUTICS INC 16,320 363 0.09%
292 FIRST SOLAR INC 5,500 362 0.09%
293 Alcoa Inc 22,431 361 0.09%
294 Agnico Eagle 12,348 361 0.09%
295 PUTNAM MANAGED MUN INCOME TR 50,870 360 0.09%
296 AMERICAN ELECTRIC POWER 6,862 358 0.09%
297 WEATHERFORD INTL PLC 17,182 357 0.09%
298 VODAFONE GROUP PLC NEW 10,866 357 0.09%
299 Templeton Global Bond 26,754 355 0.09%
300 LORD ABBETT INVT TR SH DURA IN 78,994 355 0.09%
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