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Institutional Investment Manager
COWEN INC.
COWEN INC. (CIK: 0001466538) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 599 Lexington Avenue, 20th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001085146-15-000623) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 RITE AID CORP 25,000 0 0.00%
2 AT&T 10 0 0.00%
3 NOODLES & CO 29,600 0 0.00% Call
4 NRG ENERGY INC 4,000 0 0.00%
5 VOLCANO CORP 22,200 0 0.00% Call
6 Nuverra Environmental Solutions Inc 15,000 0 0.00% Call
7 VANDA PHARMACEUTICALS INC 7,000 0 0.00%
8 AstraZeneca PLC 6,300 0 0.00%
9 AT&T 5,100 0 0.00% Call
10 TRW AUTOMOTIVE HLDGS CORP 2,300 0 0.00%
11 TRW AUTOMOTIVE HLDGS CORP 2,300 0 0.00% Put
12 TRIQUINT SEMICONDU 10,000 0 0.00%
13 TIVO INC 27,000 0 0.00%
14 TIVO INC 37,700 0 0.00% Put
15 BARNES & NOBLE INC 1,000 0 0.00%
16 NRG ENERGY INC 2,300 0 0.00% Put
17 MCDONALDS CORP 3,000 0 0.00%
18 TECK RESOURCES LTD 25,000 0 0.00% Call
19 TALISMAN ENERGY INC. 50,250 0 0.00%
20 Eli Lilly & Company 5,300 0 0.00%
21 SUSQUEHANNA BANCSHARES INC 10,000 0 0.00%
22 CATALYST PHARMACEUTICALS INC 106,250 0 0.00%
23 Sunedison Inc 11,000 0 0.00% Call
24 Kraft Heinz Company 1,300 0 0.00%
25 CIVEO CORP CDA 12,400 0 0.00% Call
26 REGULUS THERAPEUTICS INC 5,700 0 0.00%
27 CORNERSTONE ONDEMAND INC 10,000 0 0.00% Put
28 CORNERSTONE ONDEMAND INC 7,000 0 0.00%
29 HUNTSMAN CORP 30,000 0 0.00% Put
30 DirectTV Com 1,500 0 0.00% Put
31 DirectTV Com 1,500 0 0.00%
32 Horizon Pharma plc 700 0 0.00%
33 ENCANA CORP 3,800 0 0.00% Put
34 ENCANA CORP 3,400 0 0.00%
35 REGULUS THERAPEUTICS INC 12,600 0 0.00% Put
36 REPROS THERAPEUTICS INC 40,300 0 0.00% Call
37 RITE AID CORP 25,000 0 0.00% Put
38 RIGEL PHARMACEUTICALS INC 150,000 0 0.00%
39 Allergan, PLC 3,700 1 0.00% Put
40 VANDA PHARMACEUTICALS INC 52,100 1 0.00% Put
41 SPDR S&P 500 ETF TR 5,000 1 0.00% Put
42 MCDONALDS CORP 10,000 1 0.00% Put
43 CLOUD PEAK ENERGY INC 50,000 1 0.00% Call
44 NRG ENERGY INC 27,500 1 0.00% Call
45 QLIK TECHNOLOGIES INC COM 18,400 1 0.00%
46 Novo Nordisk A/S 20,000 1 0.00% Call
47 QLIK TECHNOLOGIES INC COM 22,000 1 0.00% Put
48 NOBLE CORP PLC 37,500 1 0.00% Call
49 CHIPMOS TECH BERMUDA LTD 53,598 1 0.00%
50 VIPSHOP HLDGS LTD 50,000 1 0.00% Call
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