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CATALYST PHARMACEUTICALS INC
CATALYST PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 51 Institutional holders with a total value of $81,221,395.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BAKER BROS. ADVISORS LP 6,715,462 19,945,000 24.56%
2 Point72 Asset Management, L.P. 3,500,000 10,395,000 12.80%
3 FRANKLIN RESOURCES INC 2,511,600 7,459,000 9.18%
4 Broadfin Capital, LLC 2,400,000 7,128,000 8.78%
5 VANGUARD GROUP INC 1,947,849 5,785,000 7.12%
6 FEDERATED HERMES, INC. 1,435,000 4,262,000 5.25%
7 SPHERA FUNDS MANAGEMENT LTD. 1,060,000 3,148,000 3.88%
8 Opaleye Management Inc. 975,000 2,896,000 3.57%
9 Catalyst Capital Advisors LLC 955,000 2,836,000 3.49%
10 Private Capital Advisors, Inc. 826,500 2,455,000 3.02%
11 Visium Asset Management, LP 742,289 2,205,000 2.71%
12 MORGAN STANLEY 661,758 1,965,000 2.42%
13 Avoro Capital Advisors LLC 550,670 1,635,000 2.01%
14 TFS CAPITAL LLC 322,662 958,000 1.18%
15 PURA VIDA INVESTMENTS, LLC 315,000 936,000 1.15%
16 GEODE CAPITAL MANAGEMENT, LLC 265,744 789,000 0.97%
17 Ghost Tree Capital, LLC 250,000 743,000 0.91%
18 DEUTSCHE BANK AG\ 237,800 706,000 0.87%
19 AQR CAPITAL MANAGEMENT LLC 210,882 626,000 0.77%
20 BlackRock Fund Advisors 188,458 560,000 0.69%
21 Weiss Multi-Strategy Advisers LLC 160,000 475,000 0.58%
22 TANAKA CAPITAL MANAGEMENT INC 138,493 355,000 0.44%
23 NORTHERN TRUST CORP 96,954 288,000 0.35%
24 Bank of New York Mellon Corp 92,241 274,000 0.34%
25 WELLS FARGO & COMPANY/MN 91,075 270,000 0.33%
26 BANK OF AMERICA CORP /DE/ 85,259 253,000 0.31%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,857 199,000 0.25%
28 CREDIT SUISSE AG/ 64,909 193,000 0.24%
29 Healthcare Value Capital, LLC 50,000 149,000 0.18%
30 HIGHBRIDGE CAPITAL MANAGEMENT LLC 48,763 145,000 0.18%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 41,332 138,000 0.17%
32 DIMENSIONAL FUND ADVISORS LP 46,438 138,000 0.17%
33 STATE STREET CORP 44,400 133,000 0.16%
34 Cowen Prime Services LLC 43,025 128,000 0.16%
35 CITADEL ADVISORS LLC 38,297 113,000 0.14%
36 A.R.T. Advisors, LLC 36,042 107,000 0.13%
37 BlackRock Institutional Trust Company, N.A. 31,240 93,000 0.11%
38 Financial Architects, Inc 30,000 89,000 0.11%
39 AGRAN LIBBIE 20,000 59,000 0.07%
40 GOLDMAN SACHS GROUP INC 18,702 56,000 0.07%
41 BLACKROCK ADVISORS LLC 9,877 29,000 0.04%
42 BlackRock Investment Management, LLC 9,799 29,000 0.04%
43 Creative Planning 9,351 28,000 0.03%
44 SIMPLEX TRADING, LLC 4,087 12,000 0.01%
45 Stratos Wealth Partners, LTD. 3,500 10,395 0.01%
46 Vantage Investment Advisors, LLC 3,000 9,000 0.01%
47 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,000 6,000 0.01%
48 ROYAL BANK OF CANADA 2,000 6,000 0.01%
49 BANK OF MONTREAL /CAN/ 1,500 4,000 0.00%
50 UBS Group AG 300 1,000 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.