| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOBLE ENERGY INC | 100 | 3,000 | 0.00% | Put | |
| 2 | HOUSTON AMERN ENERGY CORP | 38,000 | 7,000 | 0.00% | ||
| 3 | RLJ ENTMT INC | 13,503 | 7,000 | 0.00% | ||
| 4 | OVASCIENCE INC COM | 2,500 | 21,000 | 0.00% | Put | |
| 5 | OVASCIENCE INC COM | 3,500 | 30,000 | 0.00% | ||
| 6 | Sunesis Pharmaceuticals I | 40,800 | 33,000 | 0.00% | Call | |
| 7 | WPX ENERGY INC | 10,000 | 66,000 | 0.00% | ||
| 8 | BLACKBERRY LTD | 11,500 | 70,000 | 0.00% | ||
| 9 | SYNERGY PHARMACEUTICALS DEL | 82,959 | 73,000 | 0.00% | ||
| 10 | 22ND CENTY GROUP INC | 90,000 | 76,000 | 0.00% | ||
| 11 | ABBVIE INC | 1,500 | 82,000 | 0.00% | ||
| 12 | BLACKBERRY LTD | 14,700 | 90,000 | 0.01% | Put | |
| 13 | ONCOTHYREON INC COM N/C EFF 6/ | 34,200 | 94,000 | 0.01% | ||
| 14 | NUVEEN PREFERRED SECURITIES | 11,200 | 98,000 | 0.01% | ||
| 15 | WPX ENERGY INC | 15,000 | 99,000 | 0.01% | Put | |
| 16 | DNP SELECT INCOME FD INC | 11,000 | 99,000 | 0.01% | ||
| 17 | NEXVET BIOPHARMA PUB LTD CO | 27,485 | 100,000 | 0.01% | ||
| 18 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 12,700 | 100,000 | 0.01% | ||
| 19 | MYLAN N V | 2,600 | 105,000 | 0.01% | Put | |
| 20 | FERRO CORP | 10,700 | 117,000 | 0.01% | ||
| 21 | RAPTOR PHARMACEUTICAL CORP | 19,500 | 118,000 | 0.01% | ||
| 22 | OFFICE DEPOT INC | 20,000 | 128,000 | 0.01% | ||
| 23 | ECLIPSE RES CORP COM | 70,000 | 137,000 | 0.01% | Call | |
| 24 | SUPERNUS PHARMACEUTICALS INC | 10,000 | 140,000 | 0.01% | ||
| 25 | ORGANOVO HLDGS INC | 60,000 | 161,000 | 0.01% | ||
| 26 | PLURISTEM THERAPEUTICS INC | 92,501 | 168,000 | 0.01% | ||
| 27 | MICROSOFT CORP | 3,800 | 169,000 | 0.01% | Put | |
| 28 | MUELLER WTR PRODUCTS INCORPORATED COM SER A | 22,200 | 170,000 | 0.01% | ||
| 29 | OFFICE DEPOT INC | 30,000 | 193,000 | 0.01% | Put | |
| 30 | SILVER STD RES INC | 30,000 | 196,000 | 0.01% | ||
| 31 | BONANZA CREEK ENERGY INC | 48,500 | 197,000 | 0.01% | Call | |
| 32 | UNIQURE NV | 10,000 | 205,000 | 0.01% | ||
| 33 | NEURODERM LTD | 10,100 | 209,000 | 0.01% | ||
| 34 | CREDIT ACCEP CORP MICH | 1,100 | 217,000 | 0.01% | ||
| 35 | DELCATH SYS INC COM NEW | 486,300 | 219,000 | 0.01% | ||
| 36 | STARZ SERIES A | 6,000 | 224,000 | 0.01% | ||
| 37 | MICRON TECHNOLOGY INC | 15,000 | 225,000 | 0.01% | ||
| 38 | EXXON MOBIL CORP | 3,071 | 228,000 | 0.01% | ||
| 39 | OVASCIENCE INC COM | 27,500 | 233,000 | 0.01% | Call | |
| 40 | CHENIERE ENERGY INC | 5,000 | 242,000 | 0.01% | ||
| 41 | COVENANT TRANSN GROUP INC CL A | 13,500 | 243,000 | 0.01% | ||
| 42 | ARRAY BIOPHARMA INC | 53,500 | 244,000 | 0.01% | ||
| 43 | ACACIA RESH CORP ACACIA TCH COM | 27,000 | 245,000 | 0.01% | ||
| 44 | ALLERGAN PLC | 900 | 245,000 | 0.01% | Put | |
| 45 | DUN & BRADSTREET CORP DEL NE | 2,600 | 273,000 | 0.02% | ||
| 46 | ARRAY BIOPHARMA INC | 60,600 | 277,000 | 0.02% | Put | |
| 47 | ENTERPRISE PRODS PARTNERS L | 11,172 | 278,000 | 0.02% | ||
| 48 | NEXSTAR MEDIA GROUP INC | 6,100 | 289,000 | 0.02% | ||
| 49 | LENDINGTREE INC NEW COM | 3,400 | 316,000 | 0.02% | ||
| 50 | ALNYLAM PHARMACEUTICALS INC | 3,950 | 317,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002335, filed 2015.11.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
